08.00 Registration and Morning Coffee Registration and Morning Coffee

08.55 Chairman's Opening Address John M. White, Global Head, Market & Vended Data Services, State Street Global Advisors, Chairman's Opening Address John M. White Global Head, Market & Vended Data Services, State Street Global Advisors,

09.00 Driving Business Benefit From Data Management - Where Data Fits In The Financial Value Chain Ian Webster, Global Head of Data Management, UBS Global Asset Management Defining the business value In a cost constraint environment how do you demonstrate business value? Where to focus the effort Moving up the value chain Ian Webster Global Head of Data Management, UBS Global Asset Management Ian was Global Head of Market Data at BGI from early 2005 to 2008. He was responsible for both the daily operations and the market data spend. In November 2008 Ian joined UBS Global Asset Management as global head of data management.

09.30 Consolidating Market Data Management John M. White, Global Head, Market & Vended Data Services, State Street Global Advisors, No session description available. John M. White Global Head, Market & Vended Data Services, State Street Global Advisors,

10.00 Reference Data Objectives For 2010: Meeting Organisation-Wide Short Term ROI Objectives In Line With Long-Term Departmental Goals Mark Davies, Head of Reference Data, RBS With increasing pressure on data managers to prove a good and fast return on investment in their data projects, you need to make sure you can deliver. Join Mark as he discusses how he's working to deliver short-term ROI while making sire ‘quick wins' don't compromise RBS' long-term data goals An overview of current expectations: when will long-term results be acceptable again? Developing short-term strategies to show clear results and safeguard departmental priorities Putting in place solid procedures to align near term objectives with overall strategic aims Establishing clear project milestones and managing deliverables along the way Tracking industry-wide trends in current budget implementation to measure success Mark Davies Head of Reference Data, RBS

10.30 Building Effective Governance Models Throughout Your Organisation To Streamline Data Use And Minimise Waste Building a map of inefficient data use in your organisation and identifying where cuts can be made Agreeing data governance responsibilities across departments and identifying who controls processes for monitoring use Simplifying the process of retrieving information through the data management team to encourage proper use of procedures Generating greater clarity over data usage to identify which data contracts can be changed or cancelled

11.00 MID-MORNING COFFEE IN THE SOLUTIONS ZONE MID-MORNING COFFEE IN THE SOLUTIONS ZONE

11.30 Data 2.0 Ken Price, CEO and Co-Founder, Avox Pushing collaboration beyond purely commercial interests The risks of rogue contributors and how to address them The power and value of vendor collaboration How every stakeholder benefits Ken Price CEO and Co-Founder, Avox Ken co-founded what is now Avox in April 2002. In conjunction with strong support from initial clients including Citi, Barclays Capital and Standard Bank, Avox has grown into a global data management service firm. Its success is attributed to the unique collaborative approach which empowers clients and the general public via www.wiki-data.com to participate in the process of keeping entity data up [read more]

12.10 The Role Of Data Governance Within A DWH Project: Drivers And Issues Alberto Ricciotti, Head of Group Pricing, Group Credit Treasury, Planning, Finance & Administration, Unicredit CFO DWH project in UniCredit Data Governance: a priority or a burden? Largeness and complexity: in this case problems enable the solution Alberto Ricciotti Head of Group Pricing, Group Credit Treasury, Planning, Finance & Administration, Unicredit Working for UniCredit Group since 2006, Alberto Ricciotti is head of a team in charge the financial modelling for CFO area with a special focus on Pricing Discipline, Credit Treasury and IAS purposes. Within this role he has to face crucial issues like modelling capabilities, performances, perimeter enlargement, data modeling and management.

12.40 End User Panel: Satisfying Your Stakeholders - Aligning Your Goals With Those Of Your Data Users And Ensuring Ongoing And Open Communication Andre Kelekis, Head of Global Market Data, BNP Paribas David Berry, Market Data Global Sourcing, UBS AG Nick Skinner, Head of Data Management Strategy, Northern Trust Sally Hinds, Global Head of EDM, HSBC What strategic benefits do data users see in receiving in-house data? Opening the lines of communication: working across organisational silos to create best practice data solutions within your organisation Sharing responsibility for data management with data users to build data quality at all points of distribution Andre Kelekis Head of Global Market Data, BNP Paribas Andre Kelekis is currently Head of Strategy for Market Data at BNP Paribas. His role is to analyse the market data landscape including all factors such as regulations, mergers, IT innovations, etc, that can impact it. He works on the offer side (vendors, new ventures to widen the offer) as well as the demand side (BNP Paribas business lines). David Berry Market Data Global Sourcing, UBS AG In December 2008, David Berry joined UBS in the Market Data Global Sourcing department He was Head of Procurement and Cost Control Royal Bank of Canada Capital Markets Europe from May to Nov 2008. From 2006 to 2008 he was Global Head of Market Data at Barclays Capital, the Investment Banking arm of Barclays Bank PLC. He is Vice-President of COSSIOM in charge of relations with IPUG, Member of the E [read more] Nick Skinner Head of Data Management Strategy, Northern Trust Nick leads the Strategy function for Global Data Management within Northern Trust. He is responsible for working with all Northern Trust’s businesses and operations practices in defining the business vision for data management and for initiating and delivering strategic programmes. Prior to joining Northern Trust, Nick was Global Head of Market and Common Reference Data for ABN AMRO. Sally Hinds Global Head of EDM, HSBC Sally Hinds has worked in the financial services industry for over 25 Years. She has headed market data and IT teams at Morgan Grenfell, CSFB and UBS. She joined HSBC in late 05 as Global Hd of Market Data IT, after working as a consultant at Capco. In mid 2006 she also took on Instrument Reference Data IT then in Jan 07 moved to the business and was appointed Global Head of Enterprise Data Manage [read more]

13.15 LUNCH LUNCH

14.15 Roundtable Discussions Alberto Ricciotti, Head of Group Pricing, Group Credit Treasury, Planning, Finance & Administration, Unicredit Alec Joubert, Head of Strategic Data Management, Standard Bank Francis Gross, Head of External Statistics, European Central Bank Loretta Etheridge, Global Head of Data Operations, HSBC Mark Davies, Head of Reference Data, RBS Nick Skinner, Head of Data Management Strategy, Northern Trust Richard Snookes, Director, Global Reference Data Operations, Barclays Capital This year we asked over 63 industry experts how we can make FIMA 2009 even better. The answer was simple: more interactivity. As well as new panel discussions throughout the conference, we're introducing Discussion Roundtables to ensure you get open, honest feedback from your peers.So how does it work?These closed discussion forums are your chance to share opinions, ask questions and debate issues away from the public forum of the conference room. Each table is led by an expert who will get the discussion started (see topics and leaders below) and brings together up to 15 attendees with a shared interest. With no set agenda, it's a great way for you to address your own priorities and find out how your peers are tackling the challenges you face.Roundtable topics and leaders: Outsourcing: Key criteria for success with Loretta Etheridge Reference Data For Recent Adopters with Alec Joubert Data Standards: Working together to build quality data with Francis Gross Pricing: Overcoming discrepancies and meeting client demands with Matt Cox Customer Data: Reviewing the need for standard identifiers with Richard Snookes Data Governance: Controlling data use across your organisation with Alberto Ricciotti Managed Services: Working with service providers to build a cost-effective solution with Nick Skinner ROI: Setting key metrics to determine accurate ROI with Mark Davies Alberto Ricciotti Head of Group Pricing, Group Credit Treasury, Planning, Finance & Administration, Unicredit Working for UniCredit Group since 2006, Alberto Ricciotti is head of a team in charge the financial modelling for CFO area with a special focus on Pricing Discipline, Credit Treasury and IAS purposes. Within this role he has to face crucial issues like modelling capabilities, performances, perimeter enlargement, data modeling and management. Alec Joubert Head of Strategic Data Management, Standard Bank Francis Gross Head of External Statistics, European Central Bank Francis’ division is responsible for external statistics (BoP, FDI, etc) of the Euro area and for coordinating their harmonisation across the EU. He is also responsible for the Centralised Securities Database (CSDB), which contains data on individual securities relevant to Euro area statistics. Francis joined the ECB in 2001 as Head of Organisational Planning and moved to his current position in 2 [read more] Loretta Etheridge Global Head of Data Operations, HSBC Loretta Etheridge started at HSBC in 2005 as a project manager in the Data Control Centre and then became responsible for the Client Change Management team. In April 2007 she joined the newly-formed EDM Team and is currently responsible for the Data Operations and Change Management functions. Mark Davies Head of Reference Data, RBS Nick Skinner Head of Data Management Strategy, Northern Trust Nick leads the Strategy function for Global Data Management within Northern Trust. He is responsible for working with all Northern Trust’s businesses and operations practices in defining the business vision for data management and for initiating and delivering strategic programmes. Prior to joining Northern Trust, Nick was Global Head of Market and Common Reference Data for ABN AMRO. Richard Snookes Director, Global Reference Data Operations, Barclays Capital The Client On Boarding group at BarCap is responsible for performing all aspects of KYC/AML and sanction screening in addition to enterprise data management across a host of downstream front and back end systems. The group operates on a global basis and manages new business requests across all asset classes. Previous to his role at BarCap, Richard has held a variety of regulatory roles including b [read more]

STREAM A: Data Integration - Reconciling Different Types...STREAM B: Making The Case For Outsourced Data Management... 15.00 STREAM A: Data Integration - Reconciling Different Types Of Data Across Your Organisation To Ensure AnAccurate Overview For Risk And Compliance Analytics Moving on from ‘clean and consolidate' – looking across silos to use data Understanding the need to be flexible in referring to all information for analytics Identifying the challenges of unravelling risk procedures from a data perspective Managing downstream data – overcoming restrictions on mapping to the source 15.00 STREAM B: Making The Case For Outsourced Data Management: What Are Your Users' Needs And Does An In-House Function Add Real Value? Mapping the benefits of an in-house, onsite team to meet their needs Does having an in-house, fixed cost team add value on an organisational level? Reviewing long-term risk and service aims to map out your expectations of an outsourced service provider Determining the importance of keeping expertise within your own organisation

STREAM A: Overcoming Legacy Challenges Across Your Opera...STREAM B: Shifting Priorities in Financial Services…The ... 15.45 STREAM A: Overcoming Legacy Challenges Across Your Operations To Integrate Data And Develop More Responsive Processes Greg Hanson, Pre-Sales Director Northern Europe, Informatica Integrating new systems with legacy software – using existing software to electronically update information Using an automated matching process to identify exceptions Counteracting the huge volume of different legacy systems you need to adapt data for Balancing existing capabilities with the cost of upgrading – does the ROI justify the transfer? Greg Hanson Pre-Sales Director Northern Europe, Informatica Greg Hanson joined Informatica in 2001 bringing over 5 years of experience in Data warehousing, Customer Analytics, application development and Call center operations with him. Greg currently serves as the Director of Pre-Sales for Northern Europe. He is responsible principally for Solutions Development and enablement of Partners and the Alliance community. 15.45 STREAM B: Shifting Priorities in Financial Services…The Move to Hosted Solutions Mal Cullen, Head of Eagle Canada Operations & Eagle ACCESS SM, Eagle Investment Systems The business case for implementing a data management strategy Why firms outsource In House versus Hosted – The ROI conundrum Behind the scenes - What to look for in a hosted solution Mal Cullen Head of Eagle Canada Operations & Eagle ACCESS SM, Eagle Investment Systems Mal Cullen joined Eagle in 2001 and is responsible for Eagle’s Canadian operations and for Eagle Access LLC, Eagle’s application service provider (ASP). In this role, Mr. Cullen is responsible for overall operations and future growth and direction of Eagle ACCESSSM and of Eagle’s Canadian business for sales, marketing, services and support in Eagle’s Canadian locations. Mr. Cullen has o [read more]

16.00 AFTERNOON COFFEE IN THE SOLUTIONS ZONE AFTERNOON COFFEE IN THE SOLUTIONS ZONE

STREAM A: Examining The Benefits And Disadvantages Of Du...STREAM B: Panel Discussion: Transitioning Processes To A... 16.30 STREAM A: Examining The Benefits And Disadvantages Of Dual Sourcing – Do The Advantages Outweigh The Challenges? Chris Johnson, Head of Market Data Services, Global Product Management, Europe, HSBC Securities Services, HSBC Making the business case - is dual sourcing a luxury or a necessity? Identifying the most reliable sources for data in the current market Putting in place a price challenge process to overcome discrepancies Establishing a vendor management programme to track the number of challenges and mistakes made Chris Johnson Head of Market Data Services, Global Product Management, Europe, HSBC Securities Services, HSBC Chris joined HSBC Securities Services, in August 2006, as is the Head of Market Data Services, Global Product Management. Chris was previously at Threadneedle Investments, for three years, where he was Head of Investment Information Services. Prior to joining Threadneedle he was a Director at UBS. Chris is a member of the Securities and Investment Institute. 16.30 STREAM B: Panel Discussion: Transitioning Processes To An Outsourced Service Provider – Identifying The Key Criteria For A Successful Working Partnership Bob Bishop, Head of European Reference Data, ABN Amro Calculating the optimal global locations of your outsourced service provider to ensure round-the-clock, high quality response Building a collaborative timeline for transferring processes between organisations Overcoming the cultural impact of outsourcing to build a successful collaboration Combining partnerships with smaller and large-scale service providers to meet your needs Assessing the data quality record of working in China and India Bob Bishop Head of European Reference Data, ABN Amro

STREAM A: Panel Discussion: Evaluating The Pricing And V...STREAM B: The Next Wave of Outsourcing - Taking Operatio... 17.00 STREAM A: Panel Discussion: Evaluating The Pricing And Valuation Of OTCInstruments Chris Johnson, Head of Market Data Services, Global Product Management, Europe, HSBC Securities Services, HSBC Mapping the role of different parties in the pricing of OTC instruments How effective are modelling prices and evaluated prices in overcoming discrepancies? Overcoming the challenge of turning data around under strict guidelines Reviewing auditors' demands and expectations and aligning your processes for auditing Chris Johnson Head of Market Data Services, Global Product Management, Europe, HSBC Securities Services, HSBC Chris joined HSBC Securities Services, in August 2006, as is the Head of Market Data Services, Global Product Management. Chris was previously at Threadneedle Investments, for three years, where he was Head of Investment Information Services. Prior to joining Threadneedle he was a Director at UBS. Chris is a member of the Securities and Investment Institute. 17.00 STREAM B: The Next Wave of Outsourcing - Taking Operational Efficiency to the Next Level John Mason, CEO, SmartStream’s DClear Utilities, SmartStream Is outsourcing enough? Does it deliver ROI in a cost controlled environment? What happens post outsourcing? Reviewing the pains, changes and growing impact on communication, collaboration and knowledge sharing Assessing the critical outsourcing shifts John Mason CEO, SmartStream’s DClear Utilities, SmartStream John joined SmartStream in 2008 as Regional Director for the UK, and brought significant management experience to the company, having worked in the financial technology industry for many years in both the UK and Europe. As SmartStream’s CEO for Utilities he is responsible for leveraging SmartStream technology to create and run industry utilities to meet the ever increasing need to drive down cost [read more]

18.00 Closing Panel: An Overview Of Key Take-Aways From The Day Chris Johnson, Head of Market Data Services, Global Product Management, Europe, HSBC Securities Services, HSBC Ian Webster, Global Head of Data Management, UBS Global Asset Management Ken Price, CEO and Co-Founder, Avox Mike Atkin, Managing Director, EDM Council Join the FIMA Advisory Board as they review the key topics addressed throughout the day, discuss questions raised and give their expert opinions on how the solutions covered can be applied to your operations. Chris Johnson Head of Market Data Services, Global Product Management, Europe, HSBC Securities Services, HSBC Chris joined HSBC Securities Services, in August 2006, as is the Head of Market Data Services, Global Product Management. Chris was previously at Threadneedle Investments, for three years, where he was Head of Investment Information Services. Prior to joining Threadneedle he was a Director at UBS. Chris is a member of the Securities and Investment Institute. Ian Webster Global Head of Data Management, UBS Global Asset Management Ian was Global Head of Market Data at BGI from early 2005 to 2008. He was responsible for both the daily operations and the market data spend. In November 2008 Ian joined UBS Global Asset Management as global head of data management. Ken Price CEO and Co-Founder, Avox Ken co-founded what is now Avox in April 2002. In conjunction with strong support from initial clients including Citi, Barclays Capital and Standard Bank, Avox has grown into a global data management service firm. Its success is attributed to the unique collaborative approach which empowers clients and the general public via www.wiki-data.com to participate in the process of keeping entity data up [read more] Mike Atkin Managing Director, EDM Council Mike is well known in the industry as someone who is trying to drive through change to reference data management and push for data standardisation across the financial regulators as well as vendors. The EDM Council which is a business forum for financial institutions and has been designed to enable senior officers responsible for content management to share information on the business strategies a [read more]

18.30 COCKTAIL RECEPTION COCKTAIL RECEPTION