6th Annual Canadian Equity Trading Summit Agenda

7:30 Registration and Networking Breakfast Registration and Networking Breakfast

8:30 Welcome Remarks Welcome Remarks

8:35 Opening Address by the Conference Chair Opening Address by the Conference Chair

8:45 Panel Discussion: An Update On Key Regulatory Initiatives in Canada Susan Greenglass, Director, Market Regulation, Ontario Securities Commission Sandra Jakab, Director, Capital Markets Regulation, British Columbia Securities Commission James Twiss, Vice President, Market Regulation Policy, IIROC Panel Discussion: An Update On Key Regulatory Initiatives in Canada Susan Greenglass Director, Market Regulation, Ontario Securities Commission Susan Greenglass, Ontario Securities Commission Susan Greenglass is the Director of the Market Regulation Branch at the Ontario Securities Commission. The Market Regulation Branch is responsible for the oversight of marketplaces, self-regulatory organizations and clearing agencies and developing policy and rule initiatives related to market structure issues. Susan joined the staff of the Ontario S [read more] Sandra Jakab Director, Capital Markets Regulation, British Columbia Securities Commission Sandy Jakab: Director Capital Markets Regulation Education: B.A. (English) - University of Calgary; LL.B. - University of Calgary Professional Qualifications: Lawyer Sandy is responsible for registrant, self-regulatory organization, and marketplace oversight. She was called to the Alberta bar in 1986 and the BC bar in 1989. She’s worked as corporate counsel, litigation counsel, and a policy analys [read more] James Twiss Vice President, Market Regulation Policy, IIROC James E. Twiss Vice President, Market Regulation Policy Investment Industry Regulatory Organization of Canada (IIROC) As Vice President, Market Regulation Policy, Jim leads a group of lawyers with a mandate to develop and administer the Universal Market Integrity Rules (UMIR), designed as a common set of trading rules applicable to marketplaces trading equity securities in Canada. Part of this man [read more]

9:20 Sponsored case study presentation Sponsored case study presentation

10:00 The Evolving Canadian Marketplace: Insights and Updates from Leading Exchange Executives The Evolving Canadian Marketplace: Insights and Updates from Leading Exchange Executives

10:40 Networking and Refreshment Break Networking and Refreshment Break

11:10 Keynote Panel Discussion: Preventing and Controlling Pre and Post Trade Risk Milos Vukovic, VP of Investment Policy, RBC Asset Management Keynote Panel Discussion: Preventing and Controlling Pre and Post Trade Risk Milos Vukovic VP of Investment Policy, RBC Asset Management Milos Vukovic is Vice President, Investment Policy, joined RBC in 2003 where he is responsible for overseeing various investment management related activities including risk management, performance analytics and trading. He is also responsible for developing investment policy statements and implementing tactical asset allocation for various RBC AM products such as mutual funds, pools, segregated a [read more]

11:40 Keynote Panel Discussion: Finding the Greatest Pools of Liquidity and Assessing the Cost of Liquidity Jon Greene, Director of Trading, Head Trader, Ceros Financial Services Keynote Panel Discussion: Finding the Greatest Pools of Liquidity and Assessing the Cost of Liquidity Jon Greene Director of Trading, Head Trader, Ceros Financial Services

12:10 Luncheon Luncheon

Track ATrack B 1:10 Panel Discussion: Optimizing Internal (PM) and External (Broker) Communication For Improved Execution Track A Kelly Reynolds, Director of Trading, Hillsdale Investment Management Panel Discussion: Optimizing Internal (PM) and External (Broker) Communication For Improved Execution Kelly Reynolds Director of Trading, Hillsdale Investment Management Kelly Reynolds, M.Sc., DMS Hillsdale Investment Management - Director of Trading Ms. Reynolds joined Hillsdale in January 2010 where she is responsible for the management, strategy and execution of the Canadian, US and Global trading platforms. Prior to joining Hillsdale, she was the Head Equity Trader at Montrusco Bolton Investments. Ms. Reynolds holds a Master’s Degree in Finance and is the reci [read more] 1:10 Roundtable Discussion Groups Proposed Topics Track B Responding and Operating in a HFT Environment: John Greene, Director of Trading-Head Trader, Ceros Financial Services FIX Protocol updates: Thomas Brown, Manager, Trade Support, RBC Asset Management Liability trading considerations: Shaen Ramsay, Head of Trading, Gluskin Sheff & Associates, Inc. TCA: How to use it most effectively and incorporate it into the trading cycle What’s next in algo trading? The future of CSA’s

Track ATrack B 1:45 Panel Discussion: Market Perspectives from Institutional Investors Track A Pramod Udiaver, VP, Trade Management, TD Asset Management Robert Young, Managing Director, Liquidnet Panel Discussion: Market Perspectives from Institutional Investors Pramod Udiaver VP, Trade Management, TD Asset Management Robert Young Managing Director, Liquidnet Robert Young heads the Canadian operations of Liquidnet Holdings, and is a member of the global management team.Robert’s broad experience is in structuring and managing global businesses, with particular focus in financial services, technology and information businesses. At the board and as a C-level executive, Robert’s focus has been on governance, ethics, strategy and operational excellence.Foll [read more] 1:45 Roundtable Discussion Groups Continued Proposed Topics Track B Responding and Operating in a HFT Environment: John Ceros, Director of Trading-Head Trader, Ceros Financial Services FIX Protocol updates: Thomas Brown, Manager, Trade Support, RBC Asset Management Liability trading considerations: Shaen Ramsay, Head of Trading, Gluskin Sheff & Associates, Inc. TCA: How to use it most effectively and incorporate it into the trading cycle What’s next in algo trading? The future of CSA’s

Track ATrack B 2:20 The Benefits of Adding Direct Exposure to Alternative Markets Track A The Benefits of Adding Direct Exposure to Alternative Markets 2:20 Roundtable Discussion Groups Continued Proposed Topics Track B Responding and Operating in a HFT Environment: Jon Greene, Director of Trading-Head Trader, Ceros Financial Services FIX Protocol updates: Thomas Brown, Manager, Trade Support, RBC Asset Management Liability trading considerations: Shaen Ramsay, Head of Trading, Gluskin Sheff & Associates, Inc. TCA: How to use it most effectively and incorporate it into the trading cycle What’s next in algo trading? The future of CSA’s

2:50 Networking and Refreshment Break Networking and Refreshment Break

Track ATrack B 3:15 - 3:50 Invitation Only Buy Side Head Trader Think Tank Track A Kelly Reynolds, Director of Trading, Hillsdale Investment Management Edward J. Smith, SeniorTrader, Pyramis Global Advisors Chairperson: Executive from Bank of America Merrill Lynch Kelly Reynolds Director of Trading, Hillsdale Investment Management Kelly Reynolds, M.Sc., DMS Hillsdale Investment Management - Director of Trading Ms. Reynolds joined Hillsdale in January 2010 where she is responsible for the management, strategy and execution of the Canadian, US and Global trading platforms. Prior to joining Hillsdale, she was the Head Equity Trader at Montrusco Bolton Investments. Ms. Reynolds holds a Master’s Degree in Finance and is the reci [read more] Edward J. Smith SeniorTrader, Pyramis Global Advisors 3:15 - 3:50 Panel Discussion: Global Investment Opportunities and Considerations Track B Panel Discussion: Global Investment Opportunities and Considerations Precious Metals Deep Dive

4:15 Track Sessions Conclude, General Session Resumes for Closing Keynote Track Sessions Conclude, General Session Resumes for Closing Keynote

4:25 Closing Keynote: Canadian Economic Outlook and Implications for Investors in 2012 Benjamin Tal, Managing Director and Deputy Chief Economist, CIBC World Markets Closing Keynote: Canadian Economic Outlook and Implications for Investors in 2012 Benjamin Tal Managing Director and Deputy Chief Economist, CIBC World Markets Benjamin Tal Managing Director & Deputy Chief Economist Benjamin Tal is a Managing Director and Deputy Chief Economist with CIBC World Markets Inc. He is responsible for analyzing economic developments and their implications for North American fixed income, equity, foreign exchange and commodities markets. He also acts in an advisory capacity to bank officers on issues related to w [read more]

5:00 Cocktail Reception Cocktail Reception

6:00 Conclusion of Canadian Equity Trading Summit, See You Next Year! Conclusion of Canadian Equity Trading Summit, See You Next Year!