Conference Day One

8.00 Registration and morning coffee Registration and morning coffee

8.40 Conference opening remarks Conference opening remarks

8.50 Chair’s opening remarks Chair’s opening remarks

9.00 Keynote Panel Discussion - Evaluating how best to implement and use algo trading in your organisation Michael Wang, Head of Trading, China International Fund Management Shuhua Zhong, Head of Trading, Yinhua Fund Management Lingling Wei, Head of Trading, Baoying Fund Management Learning from international traders on critical considerations in developing algo trading methodologies how they implement algo trading in their trading process managing risks associated with algo trading case studies Examining the latest development of algo trading in A-shares and QDII trading: what challenges are they currently facing? How much will institutional investors benefit from using algo trading? To what extent do you need to adapt advanced algo trading strategies to meet the intricacies of the Chinese market? Should you use the algo trading system straightaway or build your own? Key factors that you should consider when designing algo trading to trade in China How to match algo trading with your trading strategies and technologies Michael Wang Head of Trading, China International Fund Management Michael Wang is Head of Dealing in China Int'l Fund Management Co., which was jointly established by Shanghai Int'l Trust & Investment Co. and JP Morgan Assset Management. Before he joined CIFM in Mar 2008, Michaele has worked in Taiwan in research, fund management, and dealing since 1994. Michael has solid experience restructuring a local trading desk into a global one, and he has [read more] Shuhua Zhong Head of Trading, Yinhua Fund Management Lingling Wei Head of Trading, Baoying Fund Management

9.50 Keynote Panel Discussion - Evaluating the latest technology upgrades that exchanges are introducing and determining what benefits they will bring to both domestic and international participants Shuo Bai, CTO, Shanghai Stock Exchange Huali Yu, Director of IT, Shenzhen Stock Exchange Haitao Xu, Executive Director, Information Technology, Dalian Commodity Exchange Sanlu Yu, Executive Director, Information Technology, Zhengzhou Commodity Exchange Wenjun Zou, Executive Director, Information Technology, Shanghai Futures Exchange The exchanges know that they need to modernise their architecture in order to survive in today’s trading marketplace. In this session we bring together China’s exchanges leading CTOs to discuss what steps they are taking to ensure that their technology meets their customers needs Driving technology developments in low latency Examining the latest advances in bandwidth, software and hardware Reviewing developments in FIX connectivity What regulatory technology standards do CTOs need to meet? Analysing the proximity strategy in each exchange Evaluating the advantages and disadvantages of moving your host computer to Linux and PC server Shuo Bai CTO, Shanghai Stock Exchange Dr. Bai graduated from Beijing University with a PHD degree in 1990. He has made research in the Department of Mathematics as a post doctor in Beijing University between 1990 and 1992. Dr. Bai has worked in Institute of Computing Technology Chinese Academy of Sciences in different positions including Assistant Research fellow, research fellow, PHD student instructor, Director of research departmen [read more] Huali Yu Director of IT, Shenzhen Stock Exchange Haitao Xu Executive Director, Information Technology, Dalian Commodity Exchange Sanlu Yu Executive Director, Information Technology, Zhengzhou Commodity Exchange Wenjun Zou Executive Director, Information Technology, Shanghai Futures Exchange

10.40 Morning networking break and opportunity to view exhibition Morning networking break and opportunity to view exhibition

TradeTech China: Trading StrategiesTradeTech & CMT China: Trading Technolog... 11.20 Chair’s opening remarks TradeTech China: Trading Strategies Chair’s opening remarks 11.20 Chair’s opening remarks TradeTech & CMT China: Trading Technologies Chair’s opening remarks

TradeTech China: Trading StrategiesTradeTech & CMT China: Trading Technolog... 11.30 Panel Discussion - Update yourself with the latest financial product developments: how traders can capitalise on the next wave of innovations TradeTech China: Trading Strategies Yanan Wu, Head of Quant, CITIC-Prudential Fund Management Yingfeng Huang, Head of Trading, First-Trust Fund Management Jerry Yang, Head of Trading, UBS SDIC Fund Management As the Chinese financial market is constantly evolving, financial products and services need to continually innovate, which will in turn influences your trading strategies. In this session, issues discussed include: Perspectives from exchanges on new financial products design, such as options and structured products What challenges and opportunities associated with product innovations are you facing? Measuring the impact of new financial products on the growth of the A-shares market What new products can you expect in the next five years and how can traders prepare for them? Yanan Wu Head of Quant, CITIC-Prudential Fund Management Dr. Yanan Wu is the Head of Quant and a fund manager at CITIC-Prudential Fund Management Co. with fifteen years' portfolio management experience. Prior to that, he was a Vice President and Senior Portfolio Manager at TD Asset Management Inc., one of the largest asset managers in Canada. He has managed over $30 billion assets, and serviced mutual funds, pension funds, insurance clients, endowments, [read more] Yingfeng Huang Head of Trading, First-Trust Fund Management Jerry Yang Head of Trading, UBS SDIC Fund Management 11.30 Keynote Panel discussion - Examining the development of technology in the financial industry and how can you capitalise on its growth TradeTech & CMT China: Trading Technologies Jiayue Huang, CIO, Tianxiang Investment Ke Zhang, General Manager of IT, China Life Asset Management Yunqing Liu , General Manager of IT, Securities Association of China Caoyun Hu, Vice President, Changjiang Securities Our second panel discussion brings together leading CTOs and CIOs from Chinese securities and asset management companies to explain how they are re-engineering their technology to meet their needs across the front, mid and back office. Issues discussed include: Understanding the evolving role of the CIO What measures have been taken to reduce development and operational costs? Assessing and managing trading technology challenges Building a reliable disaster recovery system Examining the development of data centres in brokers, fund managers, insurance companies and futures companies Enabling flexible message delivery systems with simple configuration Jiayue Huang CIO, Tianxiang Investment Ke Zhang General Manager of IT, China Life Asset Management Yunqing Liu General Manager of IT, Securities Association of China Caoyun Hu Vice President, Changjiang Securities

TradeTech China: Trading StrategiesTradeTech & CMT China: Trading Technolog... 12.10 Panel Discussion: With no fixed definition of best execution in China, how can the buy side and sell side work together to create maximum value to the industry? TradeTech China: Trading Strategies Andy Chen, Senior Trader, RCM Asia Pacific Jane Yuan, Head of Trading, Haitong Securities The capital market in China has been following a direct market assess model since it started. As such they are a step removed from the issue of best execution. China is gradually opening out to new investment options, such as stock index futures and QDII, which opens doors to agent broker trading and algo trading to Chinese buy side traders. How do you leverage these trading options in order to achieve more efficient execution? In this session, buy side and sell side traders discuss: Do the Chinese buy side needs best execution service from the sell side? Or just research or connectivity? Examining how execution service has been utilised by the Chinese buy side? What benefits have international brokers brought to the buy side? Reviewing the changing relationship between the buy side and sell side What does the buy side want and how well is the sell side delivering it? What business model do you need in order to facilitate the best execution service? Andy Chen Senior Trader, RCM Asia Pacific Andy joined Allianz Global Investors Hong Kong (now RCM Asia Pacific) in September 2006 as trader. From 2003 until 2006, he was an equity and fixed income trader at JF Asset Management Taiwan. From April 2001, he was the convertible bond trader in Polaris Securities Group. Andy graduated from the University of Witwatersand in South Africa with major in Economics and Finance. Andy holds a Chartered [read more] Jane Yuan Head of Trading, Haitong Securities 12.10 Address: Identifying the key criteria when selecting and implementing an end-to-end risk management multi-asset solution TradeTech & CMT China: Trading Technologies Nick Rowland, VP, Serisys Where are the major risk fracture points in a financial institutions architecture? Determining what are the must haves when choosing your risk management solution Seamlessly integrating your risk management solution throughout your front, middle and back office Case studies of successful implementations of risk management solutions Nick Rowland VP, Serisys

12.50 Lunch break Lunch break

TradeTech China: Trading StrategiesTradeTech & CMT China:...CMT China: Data and Infrastructure Cha... 14.10 Chair’s opening remarks TradeTech China: Trading Strategies Chair’s opening remarks 14.10 Chair’s opening remarks TradeTech & CMT China: Trading Technologies Chair’s opening remarks 14.10 Chair’s opening remarks CMT China: Data and Infrastructure Challenges Chair’s opening remarks

TradeTech China: Trading StrategiesTradeTech & CMT China:...CMT China: Data and Infrastructure Cha... 14.20 Panel Discussion - Examining challenges and opportunities for privately offered funds in China TradeTech China: Trading Strategies Shu Li, Head of Trading, Chang Xin Asset Management Hong Liu, CEO, Shanghai Shujun Fund Management Feng Hong, Financial Engineering Analyst, Wisdom Investment Management Shu Li Head of Trading, Chang Xin Asset Management Mr. Li Shu joined Changxin Fund Management Co., Ltd in 2002. He is the Head of Trading Department since 2006. Hong Liu CEO, Shanghai Shujun Fund Management 数君投资总经理，投资决策委员会主席。山东大学化学学士，南开大学化学硕士。刘先生是数君创始人。1990年5月从场外交易开始从事国内证券交易；1994年创办深圳新德利公司为证券行业提供基于计算机数据通讯的证券信息服务，日后业务扩展到证券及基金业的计算机网络系统集成和应用软件开发；1997年领导团队在国内首家推出真正意义上的程序化交易系统。刘先生拥有近20年的证券、外汇、期货投资经历，在经历了2001年底由于证券投资而导致的巨大亏损之后，潜心于基于数量化模型的统计套利交易策略研究，并于2003年8月创办上海博弘投资有限公司，从此专注于中国特有市场机会下的统计套利投资；在长年的实践中，积累了丰富的交易策略研发、风险管理、资金管理和团队管理的经验，被誉为中国对冲基金第一人。 Feng Hong Financial Engineering Analyst, Wisdom Investment Management 14.20 Panel Discussion - Meeting the needs of China’s buy-side: what trading systems are asset management companies looking for? TradeTech & CMT China: Trading Technologies Alex Gao, CTO, HFT Fund Management Jack He, CTO, BNY Mellon Western Fund Management Chris Burke, Director of Asia Pacific, KX Systems Yu Chen, Vice President, Head of Information Technology, Bank of China Investment Management Rock Chen, Deputy Chief Operation Officer, Citic-Prudential Fund Management In our research for the conference we found that buy side technology needs were becoming increasingly sophisticated in China. In this session we bring together leading buy side CIO and CTOs to discuss what’s on their horizon when it comes to technology upgrades Assessing the development of trading technology systems amongst fund managers What support the asset managers are looking from tech vendors? Realigning your trading system with the development of QDII  Leveraging ago trading system in A shares What are the criteria to define a good trading system? Alex Gao CTO, HFT Fund Management 2003.3--，海富通基金管理有限公司，信息技术总监。负责整个公司的IT基础架构及信息系统安全管理，负责业务需求的整理及应用开发。 1998.8—2003.3 ，海通证券有限公司电脑部，技术支持部副经理，负责操作系统的管理维护和技术支持，负责公司全国90多个经营机构局域网和广域网的管理维护和技术支持，负责公司放火墙、代理服务器、网站、邮件服务器的管理维护，负责公司OA系统的开发和管理维护。 中国金融标准化技术委员会“十五”国家科技攻关标准化课题“登记结算数据接口标准”工作小组成员，WT01（FIX）工作小组成员。 Jack He CTO, BNY Mellon Western Fund Management Jack He currently works for BNY Mellon Western FMC as Chief Technology Officer. Jack moved from New York to Shanghai in April 2009 to join the effort to setup BNY Mellon Western. Prior to the move Jack worked for Hess Energy Trading Co., Maple Securities, PA Consulting Group, etc. in the U.S. for over 10 years in roles including IT consultant, software architect and risk specialist. Jack received [read more] Chris Burke Director of Asia Pacific, KX Systems Chris is responsible for Kx technical and corporate support throughout AsiaPac. Prior to joining Kx, he was the owner and principal consultant at Strand Software, providing consultancy and development to financial clients worldwide, working on treasury, compliance reporting, risk management and budgeting systems. He is also a partner in Jsoftware and one of the developers of the Jsoftware programm [read more] Yu Chen Vice President, Head of Information Technology, Bank of China Investment Management Rock Chen Deputy Chief Operation Officer, Citic-Prudential Fund Management 14.20 Sponsor Session: Leveraging data warehousing and data mining to support your decision making and increase your sales CMT China: Data and Infrastructure Challenges No session description available.

TradeTech China: Trading StrategiesTradeTech & CMT China:...CMT China: Data and Infrastructure Cha... 15.00 Panel Discussion - Examining the growth and challenges in China’s stock index futures market –understanding how best to arbitrage and hedge stock index futures and ETFs in China TradeTech China: Trading Strategies Wei Xi, Head of Trading, Soochow Asset Management Shuhua Zhong, Head of Trading, Yinhua Fund Management Lingling Wei, Head of Trading, Baoying Fund Management Yang Li, Head of Trading, Huatai Asset Management Sunny Fang, VP, Orient Futures Tobias Hekster, Managing Director, RVT Hong Kong Whilst the modern international derivative market has been around for years, the Chinese derivative market is effectively only 1 year old. To keep up with the competition, Chinese investors need to update themselves with the advanced derivative trading technologies. This session brings you the best opportunity to update yourself on the latest derivative trading issues. Reviewing the progress of stock index futures investment in China since their launch in 2010 - what factors have restricted publicly offered funds from investing in stock index futures? Update yourself with arbitrage and hedge strategies that overseas derivative traders are applying Overcoming the challenges when expanding your operation for stock index futures and new derivatives tradingo What benchmark and framework should you are taking?o Determining your trading platform requiremento Ensuring you have the right skills in your team Discussing how you can adapt overseas derivative trading strategies to the Chinese market Identifying approaches to integrate derivative trading into your trading strategies Wei Xi Head of Trading, Soochow Asset Management Shuhua Zhong Head of Trading, Yinhua Fund Management Lingling Wei Head of Trading, Baoying Fund Management Yang Li Head of Trading, Huatai Asset Management Sunny Fang VP, Orient Futures Tobias Hekster Managing Director, RVT Hong Kong 15.00 Panel Discussion - Overcoming the problems of customising international vendor technology solutions to meet the specific needs of China capital markets TradeTech & CMT China: Trading Technologies Yunfei Ma , Head of Network Management Division, Taiping Asset Management Qian Gao, Assistant COO, Bank of Communications Schroder Fund Management Xuezheng Bai, VP, Algo trading, CICC Hongtao Lin, Executive Director, IT Department, Citic Securities Zennon Kapron, Managing Director, Kapron Asia When you upgrade your technology should you buy or build? To discuss this we welcome an esteemed line up of panellists to debate: How do international vendor solutions compare in terms of price vs quality to local vendor solutions? Identifying some of the challenges involved when opting for an international vendor What can be done to mitigate risk when choosing an international vendor? Yunfei Ma Head of Network Management Division, Taiping Asset Management Qian Gao Assistant COO, Bank of Communications Schroder Fund Management Xuezheng Bai VP, Algo trading, CICC Hongtao Lin Executive Director, IT Department, Citic Securities Zennon Kapron Managing Director, Kapron Asia 15.00 Panel Discussion - Realigning your infrastructure to ensure that it can deal with the specific demands of the futures market CMT China: Data and Infrastructure Challenges Jie Gu, CTO, Orient Futures Siwei Dai, IT General Manager, Citic Newedge Futures Chengwei Gu, CTO, Haitong Futures The growth of the futures market has bought demands for increasingly sophisticated technology solutions. In this session we bring together the top CTOs from China’s brokers to discuss how they are realigning their companies technology, discussing the following: Examining FIX’s development in futures companies and how you can implement FIX connectivity within your existing system Analysing the challenges of providing the necessary underlying IT to support stock index futures  Examining how to develop an effective disaster recovery system in futures companies Jie Gu CTO, Orient Futures Siwei Dai IT General Manager, Citic Newedge Futures Chengwei Gu CTO, Haitong Futures

15.40 Afternoon networking break and opportunity to view exhibition Afternoon networking break and opportunity to view exhibition

TradeTech China: Trading StrategiesTradeTech & CMT China:...CMT China: Data and Infrastructure Cha... 16.20-17.30 Buy-side Heads of Trading Closed Door Discussion TradeTech China: Trading Strategies In the past 3 years, the Heads of Trading Closed Door Discussion has been the most successful session at TradeTech China. This is an ‘invitation only’ session, where heads of trading have had fruitful discussions every year. In this year’s discussion, heads of trading will discuss issues such as: The impact of the revision of ‘fair trade fund systems’ on your trading strategies How trading strategies and technologies have been evolving following the launches of new financial products Examining new trading trends in China 16.20 Presentation - Overcoming technology challenges so you can benefit from harnessing algo trading in A shares TradeTech & CMT China: Trading Technologies Tao Shen, Head of Algo trading, Guosen Securities The growth of A Shares in China has led to an expansion in algo trading. In this session we welcome Shen Tao, one China’s leading algo trading experts to uncover the following issues: What have been the main benefits since the launch of Algo trading in A shares? Analysing the main challenges of using algo trading in the Chinese market What are the technology barriers and how were they overcome? Guosen Securities’ case study Tao Shen Head of Algo trading, Guosen Securities 16.20 Case study - Building a green data centre to maintain cost efficiency and sustainability CMT China: Data and Infrastructure Challenges Ping Cheng , Deputy General Manager of IT, China Pacific Insurance The concept of green data centres is fast gaining ground in China, helping to drive energy efficiency through the implementation of traditional power and power management solutions. In this session we welcome Cheng Ping of China Pacific Insurance Matching your data centre with your business demand Defining the requirement of a data centre: green, virtualisation, security, integrating and automotive Is your data centre green enough and how do you measure it? Overcoming the challenges of shortage of power, increasing maintaining cost and complexity through green data centres Ping Cheng Deputy General Manager of IT, China Pacific Insurance

CMT China: Trading TechnologiesCMT China: Data and Infrastructure Challenges 16.50 Panel Discussion - Preparing your architecture for high frequency trading CMT China: Trading Technologies Daiyun Chen, Deputy General Manager, Derivative Department, Haitong Securities Tobias Hekster, Managing Director, RVT Hong Kong Nick Rowland, VP, Serisys The volume and number of trades done as part of a HFT strategy in China is a matter of some debate. In this session we unravel some of myths behind HFT in trading in China and more importantly, tell you how to prepare for it. What models and trading strategies are using for HFT? In terms of HFT, how should you best to equip your IT infrastructure in the following areas？-network-trading system-connectivity-data management Daiyun Chen Deputy General Manager, Derivative Department, Haitong Securities Tobias Hekster Managing Director, RVT Hong Kong Nick Rowland VP, Serisys 16.50 Panel Discussion - Overcoming the challenges when sourcing data from multiple providers CMT China: Data and Infrastructure Challenges Jiang Caikang, General Manager, IT Development Department, CFETS Bin Wang, Assistant General Manager of IT, Taikang Asset Management How many data providers you should use? One, two, four? Which data providers provide the best data solutions? In this session we bring you the answers to the key issues including: Gaining timely, accurate and comprehensive data from the right partner Managing the mixed data variables from different databases What are the challenges of switching between alternate market data providers and platforms? Evaluating the infrastructure costs, risks and total cost of ownership of market data Jiang Caikang General Manager, IT Development Department, CFETS Bin Wang Assistant General Manager of IT, Taikang Asset Management

17.30 Chair’s Closing Remarks Chair’s Closing Remarks

17.40 Combined Conference Reception