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TradeTech China
April 01 - 03, 2013
InterContinental Pudong, China, Shanghai

Conference Day Two

Thursday 19 April 2012


TradeTech China & CMT China
9.15 - Conference Opening Remarks
Xiaohui Liu, Event Director, Head of China Projects, Worldwide Business Research
CMT ChinaTradeTech China

Xiaohui Liu
Event Director, Head of China Projects, Worldwide Business Research
9.20 - Chair’s Opening Remarks
Zennon Kapron, Managing Director, Kapron Asia
CMT ChinaTradeTech China
Zennon

Zennon Kapron
Managing Director, Kapron Asia

Zennon is the founder and Managing Director of Kapronasia and has been involved in the financial technology industry for over 15 years. During this time he has been on both the institutional and vendor sides of the business helping companies understand the intersection of technology and finance and how to better leverage innovation to drive competitive advantage. Zennon has been published and ment [read more]
9.30 Presentation - Determining the impact of the ongoing economic crisis in the US and Europe – how insulated is China from the threat of global recession in other parts of the world and how will this impact the equity trading landscape?
Jian Zhang, Vice President and Strategist, Research Department, Bank of China International (China)
In this unique opportunity, you will hear from a well-known economist sharing the views on:
  • the global macroeconomic situation at present - opportunities and challenges
  • how the global capital market has been evolving following the worst crisis in decades
  • perspectives on current and future relationships between developed and emerging markets

Jian Zhang
Vice President and Strategist, Research Department, Bank of China International (China)

Mr. Jian Zhang joined BOC International, which is the arm of the Bank of China Group for investment banking business, as an analyst in non-banking financials in early 2007. Jian took his current position in 2009 and since then he has been leading the team and providing China A-share market insight for global investors. Jian was awarded in 2010 and 2011 by the Securities Association of China (SAC), [read more]
10.00 Presentation - Invest in China: Time to Hedge
Zhen Liu, Managing Director, Quantitative Investment, E Fund Management
In this session, we welcome Liu Zhen to share his experience and how he looks at the hedge fund industry in China.
  • Challenges of Investing in China
  • Why Hedge?
  • E Fund China Alpha
  • One Small Step, One Giant Leap
Zhen Liu

Zhen Liu
Managing Director, Quantitative Investment, E Fund Management

Mr. Liu graduated from Peking University in 1987 with a BS degree in Physics, continued his graduate study in Astrophysics at University of Utah, and received MS degree in Physics in 1993. Mr. Liu then went on to study Computer Science at University of Southern California, received MS in Computer Science in 1995. 1995 Mr. Liu started his career on Wall Street at D. E. Shaw & Co, a [read more]
10.30 - Morning Networking Break and opportunity to view exhibition
Morning Networking Break and opportunity to view exhibition
11.00 Panel Discussion - Unlocking the value of quantitative analysis when trading Chinese stocks and futures
Zhen Liu, Managing Director, Quantitative Investment, E Fund Management
Yanan Wu, Head of Quant, CITIC-Prudential Fund Management
Xiangdong Long, Director General of Quant Investment, Bank Of Communications Schroder Fund Management
Rui Kan, Managing Director, Head of Quantitative Trading, China International Capital Corporation
Ge Chen, Director of Financial Engineering, Baoying Fund Management
Wesley Hu, Chief Investment Officer, Gen2 Partners
Quantitative analysis has been extensively used by asset managers in US and EU markets. Chinese investors are keen to know how they can gain more returns through exploiting inefficiencies in stocks and futures using quantitative analysis. This session will answer questions that investors and asset managers have when examining quant investment strategies by bringing together institutional investors, asset managers and quant experts in one place.
  • Examining the success that quantitative investment strategies have achieved in China to date
  • How can you better deploy quantitative analysis, such aso data miningo statistical validationo benchmarking and performance analysiso analysis of leverageo transaction costo risk managementin order to facilitate your investment decision making in terms of o industry asset allocation o portfolio construction & optimisationo stock selection
  • What are the key considerations when establishing and validating quantitative models?
Zhen Liu

Zhen Liu
Managing Director, Quantitative Investment, E Fund Management

Mr. Liu graduated from Peking University in 1987 with a BS degree in Physics, continued his graduate study in Astrophysics at University of Utah, and received MS degree in Physics in 1993. Mr. Liu then went on to study Computer Science at University of Southern California, received MS in Computer Science in 1995. 1995 Mr. Liu started his career on Wall Street at D. E. Shaw & Co, a [read more]
Yanan Wu

Yanan Wu
Head of Quant, CITIC-Prudential Fund Management

- 吴雅楠，现信诚基金管理公司数量总监，基金经理- 15年海外及国内投资管理经验。曾任加拿大道明资产管理公司副总裁和高级投资经理，管理逾300亿加元资产，设计以金融衍生品为基础的创新产品，包括可转移阿尔法、负债驱动投资和货币覆盖等策略，服务养老金、捐赠金等机构与高端个人客户。- CFA，1996年获加拿大西安大略大学统计物理博士。Dr. Yanan Wu is the Head of Quant and a fund manager at CITIC-Prudential Fund Management Co. with fifteen years' portfolio management experience. Prior to that, he was a Vice President and Senior Portfolio Manager at TD Asset Manageme [read more]
Long

Xiangdong Long
Director General of Quant Investment, Bank Of Communications Schroder Fund Management

Dr. Xiangdong Long is the Director General of Quant Investment of Bank of Communications Schroders. Prior to that, he worked as Quant Analyst at Nomura International (London) and Lehman Brothers (London). Before moving to industry, he was a Research Associate at the University of Cambridge. He has a BA and MA in Macroeconomics from the Renmin University of China and Ph.D. in Econometrics from the [read more]
RuiKan

Rui Kan
Managing Director, Head of Quantitative Trading, China International Capital Corporation

阚睿，中金公司董事总经理。阚睿拥有17年投行工作的经验，包括多年的量化交易经验。曾任瑞士信贷第一波士顿（Credit Suisse First Boston）纽约数量化策略部门经理；Red Wolf Capital Management (宏观对冲基金)公司合伙人；Susquehanna International Group（美国股市衍生产品最大的做市商和经纪商之一）资深策略师；以及摩根斯坦利执行总经理，负责信用衍生品的策略。现任中金量化交易组主管。阚睿是北京大学物理学学士，普林斯顿大学物理学硕士，斯坦福大学金融学博士 (1994)。在斯坦福大学从师于Darrell Duffie教授（斯坦福大学金融系系主任，资产定价领域的顶级人物，尤其在连续时间方面，所著Dynamic Asset Pricing Theory几乎是这个方向上的通用教材）。阚睿的论文“A Yield-Factor Mod [read more]
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Ge Chen
Director of Financial Engineering, Baoying Fund Management
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Wesley Hu
Chief Investment Officer, Gen2 Partners
11.50 Panel Discussion - Reviewing the growth of QDII in China: what are your current investment challenges and solutions?
Lvwu Mei, QDII manager, Lion Fund Management
Jack Lee, QDII manager, AIG-Huatai Fund Management
Quan Zhang, Assistant QDII Manager, Chang Xin Asset Management
Shile Shi, Senior Analyst, Overseas Investment Department, Fortune SGAM Fund Management
Jack Yuan, Investment Consultant, Tower Watsons
QDIIs in China have experienced a rough start thanks to the global financial crisis, which has led to negative perceptions of QDII. In addition, volatility in overseas markets in recent years has made QDII fund operations more challenging. In this session, QDII managers will discuss:
  • What innovations are needed in order to overcome the challenges that QDII are facing in China?
  • What are your available investment options?
  • How to identify investment strategies in order to enhance your return
  • What types of equities are QDII most suited to?
Lvwu Mei

Lvwu Mei
QDII manager, Lion Fund Management
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Jack Lee
QDII manager, AIG-Huatai Fund Management
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Quan Zhang
Assistant QDII Manager, Chang Xin Asset Management
thomasshi

Shile Shi
Senior Analyst, Overseas Investment Department, Fortune SGAM Fund Management

Mr. SHI Shile, Thomas, is senior analyst with Overseas Investment Dept of Fortune SG Fund Management Company (FSG). Thomas joined FSG in 2003 as Head of Risk and Internal Control. Prior to joining FSG, he was Relationship Manager in Credit & Marketing Dept with Societe Generale for 5 years, covering major Chinese conglomerates and local financial institutions.FSG is a Sino-French J [read more]
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Jack Yuan
Investment Consultant, Tower Watsons
12.30 - Lunch Break
Lunch Break
13.55 Chair's Remarks
Zennon Kapron, Managing Director, Kapron Asia
CMT ChinaTradeTech China
Zennon

Zennon Kapron
Managing Director, Kapron Asia

Zennon is the founder and Managing Director of Kapronasia and has been involved in the financial technology industry for over 15 years. During this time he has been on both the institutional and vendor sides of the business helping companies understand the intersection of technology and finance and how to better leverage innovation to drive competitive advantage. Zennon has been published and ment [read more]
14.00 Presentation - Managing security risk of innovation
Lewis Tam, Director of Information security & Internal Control, Ping An Insurance
For the final session of CMT China we welcome Lewis Tam of the Ping An Group as he guides you through what you need to do to ensure that your security system is effective against any and all risk threats.
  • What factors you should consider for your information security strategy
  • Examining the solutions for information security and how can you leverage them
  • Trading online: how to make it safe for your clients
tam

Lewis Tam
Director of Information security & Internal Control, Ping An Insurance

Mr. Lewis Tam is the Head of Information Security of Ping An Insurance (Group) Company of China, which is the first integrated financial services conglomerate in China with diversified business profile including insurance, commercial banking, securities brokerage, trust and investment, asset management and corporate pension, since November 2007.Lewis has over 25 years’ international experience in [read more]
14.30 Presentation - Overcoming technology challenges so you can benefit from harnessing algo trading in A shares
Tao Shen, Head of Algo trading, Guosen Securities
The growth of A Shares in China has led to an expansion in algo trading. In this session we welcome Shen Tao, one China’s leading algo trading experts to uncover the following issues:• What have been the main benefits since the launch of Algo trading in A shares?• Analysing the main challenges of using algo trading in the Chinese market• What are the technology barriers and how were they overcome?• Guosen Securities’ case study
Tao Shen

Tao Shen
Head of Algo trading, Guosen Securities
15.00 Presentation- A look at the key current and future trends shaping China’s capital markets technology in 2012
Zennon Kapron, Managing Director, Kapron Asia
1. Top 5 China capital markets IT trends2. Some quantitative market analysis (China capital markets IT spend) 3. Local vs. foreign IT product needs and gaps.
Zennon

Zennon Kapron
Managing Director, Kapron Asia

Zennon is the founder and Managing Director of Kapronasia and has been involved in the financial technology industry for over 15 years. During this time he has been on both the institutional and vendor sides of the business helping companies understand the intersection of technology and finance and how to better leverage innovation to drive competitive advantage. Zennon has been published and ment [read more]
15.30 Chair’s Closing Remarks
Chair’s Closing Remarks
15.35 Afternoon break and opportunity to view exhibition
No session description available.
16.35 - Close of Conference
No session description available.
ETFs China
9.05 - Chair’s Opening Remarks
Samuel Lum, Director, Private Wealth Management & Capital Markets, CFA Institute
Chair’s Opening Remarks
Lum

Samuel Lum
Director, Private Wealth Management & Capital Markets, CFA Institute

Samuel Lum, CFA, is director of Private Wealth and Capital Markets at CFA Institute. Mr. Lum focuses on wealth management and capital markets, mainly in an Asia Pacific context. His current research and development interests include investment policy, asset allocation, exchange-traded funds and products, indexing methodologies, family office and governance issues, alternative assets, and risk mana [read more]
9.15 Keynote Presentation - Examining the changing needs in your asset allocation strategies and making strategical and tactical allocations to ETFs in your investment portfolio
Casey Tyler Smith, President-Principal, Wiser Wealth Management
Chinese investors are seeking more investment channels to control risks and enhance returns in order to keep up with the fierce competition in the A-shares market. ETFs have turned out to be one of the most attractive investment instruments. In this unique opportunity, you will hear from Casey Smith, sharing his views on ETF investment strategies and discussing:
  • Examining how and why international fund managers invest in ETFs
  • Reviewing the progress of ETF investment in Asia
  • ETF implementation strategies for your portfolio
  • What risks and challenges are associated with ETF investment?
casey

Casey Tyler Smith
President-Principal, Wiser Wealth Management

Casey earned a Bachelor of Science Degree with a major in Finance from Berry College, Rome, Georgia and earned his Series 7 and 66 while employed with a financial firm in Atlanta. Unhappy with the brokerage product pushing agenda, Casey became a Registered Investment Advisor and formed CT Smith Financial Services in June 2001, which later became Wiser Wealth Management, to better reflect the firm’ [read more]
9.45 Panel Discussion - Gaining an insight into the latest development of ETF margin trading in the China market - challenges and opportunities for market players
Zhiyan Xu, Managing Director, Passive Investment, Hua An Fund Management
Gary Sum, Chairman, Head of Multi-Family Office, SwissCapital Asia
Xian Tang, Assistant Director of Product Development Division, Shanghai Stock Exchange
Baohua Hao, Chief Manager, Margin Trading Administration Department, Guotai Junan Securities
ETFs are to be allowed to trade on margin in China within 2011, which offers Chinese investors another hedging tool. How to seize the opportunity and capitalise on the introduction of ETF margin trading? By the time of the conference, the capital industry will bring you a completely up-to-date on:
  • Reviewing the uptake of ETF margin trading since its introduction
  • Discussing what hedging strategies are most suited to you
  • Investigating how Chinese securities are facilitating ETF margin tradings
  • What challenges are traders facing when margin trading ETFs?o Determining the best dividend release timeo Developing the most suited trading systemso Identifying the best price of ETF and individual stockso Cost management
Zhiyan Xu

Zhiyan Xu
Managing Director, Passive Investment, Hua An Fund Management
gary

Gary Sum
Chairman, Head of Multi-Family Office, SwissCapital Asia

Mr. Gary Sum is Chairman of SwissCapital Asia franchise in Swiss-heritage multi-family office for mainly ethnic Chinese/Chaozhou community in Asia; the CEO of China CFC financial holding institution; Executive Chairman of Chaozhou Capital; Vice Chairman of SwissCapital Global Commodities Trading Corporation; Board Senior Advisor of VIPC Capital; Managing Partner of Miller Gold; Chairman of SwissCa [read more]
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Xian Tang
Assistant Director of Product Development Division, Shanghai Stock Exchange
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Baohua Hao
Chief Manager, Margin Trading Administration Department, Guotai Junan Securities
10.30 Morning Networking Break and opportunity to view exhibition
Morning Networking Break and opportunity to view exhibition
11.10 Presentation - Taking a closer look into alternative weighted indexes
Vincent Kwan , Director and General Manager, Hang Seng Indexes
  • Market Value Weighted Index
  • Difference between MV and Alternative Weighted Indexes
  • Why investors express interest in Alternative Weighted Indexes
  • Characteristics of Alternative Weighted
  • A further look on Equal Weighting – Equal Weighting is not that simple
Kwan

Vincent Kwan
Director and General Manager, Hang Seng Indexes

Vincent Kwan is Director and General Manager of Hang Seng Indexes Company Limited, a wholly-owned subsidiary of Hang Seng Bank and a leading index compiler that provides a comprehensive range of indexes for the Hong Kong and mainland China markets.Vincent has over 20 years of experience in the financial industry. He joined Hang Seng Bank in 1998 as Chief Economist and continued to work in that cap [read more]
11.40 Panel discussion - Assessing the latest ETF developments in China and how to capitalise on them
Zhiming Lu, General Manager, Quantitative InvestmentGuangfa Fund Management, Guangfa Fund Management
Casey Tyler Smith, President-Principal, Wiser Wealth Management
Ying Liu, Head of ETF Investment, Fortis Haitong Investment Management
Yun Zhang, Index Fund Manager, Guotai Asset Management
Yu Yang, Managing Director, Structured Products Management Department, Harvest Fund Management
Comparing to the rapid growth of ETFs globally, China is taking incremental steps in its ETF development. ETFs in China only account for 3% of its total public offering funds issued, which is much less than those of 20% in mature markets. Here we discuss:
  • An update on the current ETF products and their market response
  • What techniques are Chinese ETF providers taking when designing their products?
  • What ETFs under what assets are demanded by investors?
  • What product innovations are ETF providers working on and how can investors capitalise on it?
Zhiming Lu

Zhiming Lu
General Manager, Quantitative InvestmentGuangfa Fund Management, Guangfa Fund Management

经济学硕士，持有证券业执业资格证书，1999年5月至2001年5月任大鹏证券有限公司研究员，2001年5月至2010年8月就职于深圳证券信息有限公司，历任指数小组组长、指数部副总监、总监，2010年8月至今任广发基金管理有限公司数量投资部总经理。2011年6月起任广发中小板300ETF和广发中小板300ETF联接基金经理。
casey

Casey Tyler Smith
President-Principal, Wiser Wealth Management

Casey earned a Bachelor of Science Degree with a major in Finance from Berry College, Rome, Georgia and earned his Series 7 and 66 while employed with a financial firm in Atlanta. Unhappy with the brokerage product pushing agenda, Casey became a Registered Investment Advisor and formed CT Smith Financial Services in June 2001, which later became Wiser Wealth Management, to better reflect the firm’ [read more]
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Ying Liu
Head of ETF Investment, Fortis Haitong Investment Management
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Yun Zhang
Index Fund Manager, Guotai Asset Management
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Yu Yang
Managing Director, Structured Products Management Department, Harvest Fund Management
12.30 Lunch Break
Lunch Break
13.55 - Chair’s Opening Remarks
Samuel Lum, Director, Private Wealth Management & Capital Markets, CFA Institute
Chair’s Opening Remarks
Lum

Samuel Lum
Director, Private Wealth Management & Capital Markets, CFA Institute

Samuel Lum, CFA, is director of Private Wealth and Capital Markets at CFA Institute. Mr. Lum focuses on wealth management and capital markets, mainly in an Asia Pacific context. His current research and development interests include investment policy, asset allocation, exchange-traded funds and products, indexing methodologies, family office and governance issues, alternative assets, and risk mana [read more]
14.00 Taking a 360 degree view of cross-border ETFs – how can you capitalise on its introduction
Julian Tsung-Sheng Liu, CEO&President, Polaris Securities Investment Trust Company
No session description available.
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Julian Tsung-Sheng Liu
CEO&President, Polaris Securities Investment Trust Company
14.30 Panel Discussion - Understanding what asset allocation strategies Chinese QDII managers are taking and how they look at overseas ETFs
Lvwu Mei, QDII manager, Lion Fund Management
Juming Liu , Deputy Head of Overseas Investment, CITIC-Prudential Fund Management
Shile Shi, Senior Analyst, Overseas Investment Department, Fortune SGAM Fund Management
Jack Yuan, Investment Consultant, Tower Watsons
Azra Lau, ETF Sales Trader, Flow Traders
Investing in QDII products is under strict supervision by regulations. ETFs are thus viewed by QDII managers as an important asset allocating instrument. Domestic QDII managers will be invited to join this panel discussion. Issues discussed include:
  • What innovations in ETFs are QDII managers expecting from ETF issuers to meet their investment needs?
  • How successful have ETF products been in meeting QDII managers’ investment goals?
  • What are QDII managers’ measures to mitigate risks of ETF investments?
  • Discussing how to utilise ETFs to hedge and arbitrage
  • What are the operation and compliance considerations for QDII investing in ETFs?
Lvwu Mei

Lvwu Mei
QDII manager, Lion Fund Management
Juming Liu

Juming Liu
Deputy Head of Overseas Investment, CITIC-Prudential Fund Management

  • 16 years experience in security and fund management related field , including 8 years experience as the fund manager .
  • He has worked for Yonchang SITE,Fubon SITE,Jinfuhua SITE,IBT SITE and Fullgoal fund management company,in duty of research and investment.He has been the fund manager of the equity fund and FOF.
海外投资副总监兼信诚金砖四国积极配置基金（LOF）的基金经理。
thomasshi

Shile Shi
Senior Analyst, Overseas Investment Department, Fortune SGAM Fund Management

Mr. SHI Shile, Thomas, is senior analyst with Overseas Investment Dept of Fortune SG Fund Management Company (FSG). Thomas joined FSG in 2003 as Head of Risk and Internal Control. Prior to joining FSG, he was Relationship Manager in Credit & Marketing Dept with Societe Generale for 5 years, covering major Chinese conglomerates and local financial institutions.FSG is a Sino-French J [read more]
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Jack Yuan
Investment Consultant, Tower Watsons

Azra Lau
ETF Sales Trader, Flow Traders
15.05 Presentation - Reconnaissance of winning ETF strategies to combat global regulatory changes
Gary Sum, Chairman, Head of Multi-Family Office, SwissCapital Asia
No session description available.
gary

Gary Sum
Chairman, Head of Multi-Family Office, SwissCapital Asia

Mr. Gary Sum is Chairman of SwissCapital Asia franchise in Swiss-heritage multi-family office for mainly ethnic Chinese/Chaozhou community in Asia; the CEO of China CFC financial holding institution; Executive Chairman of Chaozhou Capital; Vice Chairman of SwissCapital Global Commodities Trading Corporation; Board Senior Advisor of VIPC Capital; Managing Partner of Miller Gold; Chairman of SwissCa [read more]
15.30 Chair’s Closing Remarks
Samuel Lum, Director, Private Wealth Management & Capital Markets, CFA Institute
Chair’s Closing Remarks
Lum

Samuel Lum
Director, Private Wealth Management & Capital Markets, CFA Institute

Samuel Lum, CFA, is director of Private Wealth and Capital Markets at CFA Institute. Mr. Lum focuses on wealth management and capital markets, mainly in an Asia Pacific context. His current research and development interests include investment policy, asset allocation, exchange-traded funds and products, indexing methodologies, family office and governance issues, alternative assets, and risk mana [read more]
15.35 - Afternoon break and opportunity to view exhibition
No session description available.
16.35 Close of Conference
Chair’s Closing Remarks
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