01 - 04 March, 2014
TBD, Tbd, NY

About Our Exhibitors

We would like to thank our 2013 exhibitors

Barclays

Barclays is an acknowledged leader in advanced equity products and services. We provide you with the research and market intelligence for pre-trade portfolio and investment creation and risk management, trade insight and execution across a wide breadth of products, and post-trade management and servicing. Barclays moves, lends, invests and protects money for customers and clients worldwide. With over 300 years of history and expertise in banking, we operate in over 50 countries and employ over 140,000 people. For more information, please visit www.barclays.com

    

Bank of American Merrill Lynch

Bank of America Merrill Lynch Global Execution Services offers a full suite of premier equity trading solutions enhanced by the firm’s vast global resources, access to superior liquidity, worldclass technology and leading scale positions in capital markets. The range of offerings includes capital commitment and block trading, portfolio trading, direct market access, sophisticated quantitative analytics and research, and our power ful algorithmic trading platform. U.S. +212.449.6090 Europe: +44.207.996.4521 A sia: +852.2161.7550 Japan: +813.6225.8398 www.baml.com

    

ITG

ITG is an independent research and execution broker that partners with global portfolio managers and traders to provide unique data-driven insights throughout the investment process. From investment decision through settlement, ITG helps clients understand market trends, improve performance, mitigate risk and navigate increasingly complex markets. ITG is headquartered in New York with offices in North America, Europe, and Asia Pacific

    

Deutsche Bank

Deutsche Bank is a leading global investment bank with a substantial private clients franchise. Its businesses are mutually reinforcing. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets. With more than 100,000 employees in 73 countries, Deutsche Bank offers unparalleled financial services throughout the world. The bank competes to be the leading global provider of financial solutions, creating lasting value for its clients, shareholders, people and the communities in which it operates. www.db.com autobahn® Equity is Deutsche Bank’s global electronic trading platform, offering smarter liquidity in over 60 trading venues globally. Allow Deutsche Bank ’s Smar t Order Router to manage your execution needs using proprietary routing logic to intelligently access displayed liquidity, or use SuperX to seek dark liquidity while offering a sophisticated level of order protection. For further information on autobahn® Equity, please connect with a Deutsche Bank representative.

    

Societe Generale

Societe Generale Corporate & Investment Banking is present in all major markets, tailoring solutions for clients by capitalizing on our worldwide expertise in investment banking, global finance, and global markets.

  • For corporate, financial Institution and public sector clients: we provide a globaladvisory approach as well as quality capital raising solutions across the debt and equity spectrum
  • For investors: we offering reliable and sound investment opportunities and risk management solutions through our integrated global markets platform (equity, rates, credit, currencies, commodities and derivatives) www.sgcib.com
    

CDW

CDWis a leading provider of technology solutions for the investment and financial services industry. Our solution architects offer expertise in designing customized solutions, while our advanced technology engineers assist customers with the implementation and long-term management of those solutions. For more information visit CDW.com/securities.

    

Charles River Development

Charles River Development is a front-/middle-office software solutions provider to over 300 investment firms in the institutional, wealth management/trust, alternative, mutual funds, insurance, pension fund and fund administration/ custody markets in 30 countries. The Charles River Investment Management System, a comprehensive front-/middleoffice software suite for all asset classes, includes Charles River Manager – decision support/portfolio management/modeling; Charles River Compliance - real-time pretrade/ in-trade/postexecution/ end-of-day compliance management; Charles River Trader – order management/electronic trading/execution management; Charles River Post-Trade - centralized management of trade matching/confirmation/ settlement workflow; Charles River Performance - daily performance measurement/attribution/performance risk. It is fully integrated with the broker-neutral Charles River FIX Network.

    

eFinancial Careers

eFinancialCareers.com is the leading online career site bringing together recruiters and hiring managers with top level financial markets professionals. The site provides financial markets professionals with job market news and analysis, salary surveys and career advice - all related to the financial markets industry. Recruiters and employers can target candidates using 30+ specific industry sectors on both the buy-side and sell-side such as asset management, hedge funds, equity, debt, trading and more. All jobs posted on eFinancialCareers are cross-posted on 27 finance-related partner sites including NYSSA, NASDAQ, DealBreaker, and HedgeFundDaily.

    

Fidelity Capital Markets

Fidelity Capital Markets (FCM) is the institutional trading arm of Fidelity Investments providing trading products and services to a wide array of clients and Fidelity businesses. FCM executes domestic and international equity securities including block and portfolio trading, listed options and foreign exchange. It offers securities lending and commission and transition management. Fidelity Capital Markets trades fixed-income principally in a wide range of taxable and tax-exempt securities and underwrites municipal and government agency debt and bank issued brokered CDs. FCM has its own distribution channel, Fidelity Prime Services®, focused on servicing hedge funds and a full suite of electronic brokerage trading products, including proprietary algorithms and our own crossing network, CrossStream®. FCM offers all of our clients’ advanced trading, execution excellence, transparency and personal service.

    

Fidessa

Fidessa's buy-side solutions cover every stage of the investment process, and every instrument you might want to trade. Our products are used by over 200 customers, from some of the largest investment managers in the world to the most agile and respected boutiques and hedge funds.Our buy-side solutions include award-winning compliance with pre- and post-trade capabilities, portfolio management to handle diversified portfolios and innovative investment techniques -often supported by the increased use of derivatives and other complex instruments - and order and execution management tools that keep pace with an ever-changing landscape of new liquidity venues. Fidessa's execution tools can also be deployed as a Buy-side Workstation for integration with internal and third-party order generation systems. The Workstation is delivered as a fully hosted, broker-neutral platform supplied with market data and trading integration via the Fidessa network. The network provides FIX connectivity between 3,200 buy-sides and 750 brokers across 200 global markets.

    

Goldman Sachs Electronic Trading provides clients with the necessary tools to manage their trades from start to finish, from pre-trade analytics to post-trade analysis. Our clients access our products via FIX or any EMS/OMS, including the top-ranked REDIPlus® platform. Customers can seek liquidity using our suite of multi-asset algorithms, route to optimal destinations using our smart router, and take advantage of non-displayed liquidity through our SIGMA X™ non-displayed liquidity suite. Along with providing clients access to global equity markets, we also offer foreign exchange, futures, and options across the Americas, Europe, and Asia. For more information, visit http://gset.gs.com.

 

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.


    

Informatica

Informatica (NASDAQ: INFA) is the world’s number one independent leader of enterprise data integration, high performance messaging, and other data management software technologies for over 4,500 organizations worldwide. For Capital Markets electronic trading, Informatica Ultra Messaging is the highest performance, lowest latency, most functional and efficient messaging software available. With over 200 front office deployments it is the de facto industry standard, and is relied on by investment banks (9 of the top 10), hedge funds and leading electronic exchanges. For more information about Ultra Messaging, please visit us at http://www.informatica.com/us/products/messaging/.

    

HSBC

HSBC Customized Execution Strategies (CES) leverages well established businesses in Europe, the Asia-Pacific region, the Americas, the Middle East and Africa, to provide global execution expertise and access. Our single electronic network across all regions delivers Program Trading access to 88 countries, Direct Market Access (DMA) to 45 countries, and Algorithmic strategies in 34 countries. HSBC CES delivers global trading to our client’s fingertips.

HSBC Global Banking and Markets is an emerging markets-led and financing-focused business that provides tailored financial solutions to major government, corporate and institutional clients worldwide. HSBC manages its Global Banking and Markets operations as a global business and maintains offices in more than 60 countries and territories. Global Banking and Markets offers clients geographic reach and deep local knowledge. In the United States, it offers a full range of tailored financial products and services through HSBC Bank USA, N.A. and HSBC Securities (USA) Inc. For more information, please visit www.hsbcnet.com

    

Instinet

A Nomura Group company, Instinet is an electronic trading pioneer, having established the world's first major electronic trading venue in 1969, one of the first recognized U.S. ECNs in 1997 and Chi-X Global, in which it remains the majority shareholder. Through its subsidiaries, Instinet acts as a global agency-only broker, helping institutions lower overall trading costs and improve investment performance through an advanced suite of electronic trading tools, sales and portfolio trading, commission management services and access to independent research.

    

iShares

To construct the dynamic and diverse portfolios needed today, financial professionals are increasingly turning to iShares ETFs. The iShares family of ETFs offers investors transparent and flexible exposure to virtually every corner of the market. Since its inception in 2000, iShares has acted as a partner and advocate for financial professionals and institutional investors, offering a unique combination of products, tools, educational resources and dedicated support. iShares is a line of business of BlackRock, an independent, global investment manager built to provide answers that unlock opportunity and uncover risk by embracing a new standard of analytical rigor and fact-based investing.

    

Interacciones

Interacciones Casa de Bolsa is a full-range service brokerage firm in Mexico, from custody to asset management, foreign exchange, equity research, derivatives, fixed income products and stock loan. Interacciones is part of Grupo Financiero Interacciones (GFINTERO.MX), a 100% Mexican-owned Financial Group with a market cap of US$ 808M.[1] Interacciones pioneered DMA FIX-based access in Mexico and responding to the 30-fold increase in the Mexican trading market over the past 5 years, Interacciones has made ambitious investments in technology services that combines connectivity to major financial networks and FIX hubs with high-performance DMA and sponsored access to Mexican equities and derivatives markets, in a fully redundant, co-located infrastructure. Asset managers, hedge funds, high-frequency traders and institutional investors consider Interacciones a strategic partner in Mexico and the region.

    

Linedata

Linedata (Bloomberg: LIN:FP) is the global leader for investment software, solutions, and support. Linedata combines technological innovation, financial strength,and a deep understanding of the Asset Management, Leasing & Credit inance, and Insurance & Savings industries. Linedata Services’ asset management division provides comprehensive, scalable solutions to the buy-side to manage the entire investment process from pretrade to postsettlement. Linedata is unique in offering a full front- to backoffice solution via enterprise installation, or as an Application Service Provider (“software as services” or “service bureau” delivery), and has 20 years experience delivering ASP solutions. Linedata Services’ asset management division was named Buy-Side Technology’s Best Overall Technology Provider in 2008. Headquartered in France, Linedata Services achieved revenues of EUR 160.7 million in 2008, has offices worldwide, and services more than 700 clients across 50 countries. For more information, visit Linedata Services corporate site at www.linedata.com.


    

Options IT

Options IT is the provider of the global Options PIPE® Private Financial Cloud platform, which delivers ultra-low latency market data, co-location services, managed application hosting, and a complete office technology solution, all tailored to the Financial Services community at a fixed cost. Options PIPE provides the security and high availability of an enterprise solution with the efficiencies and scalability of a hosted solution. All services are backed by an industry leading SLA. Options IT was founded in 1993. Today the company has a presence in 20+ global data centers and offices across North America, Europe and Asia.”

    

Weeden & Co.

Since 1922, Weeden & Co. has focused on providing institutional clients with premier execution services. Our commitment to our clients remains the core of our franchise. Weeden is proud to have been chosen by our clients as a perennially top-ranked North American broker, serving over 1,500 institutions. Weeden’s Electronic Products Group (EPG) has been at the forefront of providing electronic trading strategies to the institutional community. Weeden has utilized its deep market structure and quantitative expertise to deliver a full suite of single & portfolio based strategies, Pre/Post Trade Analytics, sophisticated anti-gaming logic as well as extensive custom development capabilities.

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