7:00 Registration And Breakfast In The Solutions Zone Registration And Breakfast In The Solutions Zone

8:00 Welcoming Remarks Sara Mueller Executive Director TradeTech North America

8:05 Chairperson’s Opening Address Andrew Silverman, Managing Director, Global Co-Head, Morgan Stanley Electronic Trading Chairperson’s Opening Address Andrew Silverman Managing Director, Global Co-Head, Morgan Stanley Electronic Trading Andrew Silverman is a Wall Street veteran with over 27 years of experience in cash, algorithmic and electronic trading. He is currently Managing Director and Global Co-head of Morgan Stanley Electronic Trading (MSET). In this role, Andrew oversees sales and distribution for MSET globally, as well as distribution for Morgan Stanley Program Trading domestically.

8:20 PANEL: Gaining A Deeper Understanding Of Broker Algorithm Make-Up To Maximize The Effectiveness Of Your Trading Strategy Jeff Brown, SVP of Electronic Brokerage Services, Fidelity Capital Markets David Margulies, Head of Electronic Products Groups, Weeden & Co. Pankil Patel, Head of AES Strategy, Americas, Credit Suisse AES Steve Peterson, Equity Trader, Texas Teachers Retirement System Owain Self, Managing Director, Head of Algorithmic Trading, Americas and EMEA, UBS Investment Bank Uncovering the routing and priority characteristics of various broker algorithms; what are each algos’ preferences to dark pools with IOIs or IOCs? Using TCA, communication with your broker, and other means to evaluate the effectiveness of each algo’s routing capabilities Determining which order routing preferences lead to increased information leakage and risk; adjusting your trading strategy to respond to this information Simplifying algo lingo to determine which front end systems best support algo implementation and integration Jeff Brown SVP of Electronic Brokerage Services, Fidelity Capital Markets Jeff Brown is senior vice president of Electronic Brokerage Services for Fidelity Capital Markets (FCM), a unit of Fidelity Investments, the largest mutual fund company in the United States, the No. 1 provider of workplace retirement savings plans and a leading online brokerage firm. Mr. Brown is responsible for the oversight, design and development of FCM's electronic trading products, including [read more] David Margulies Head of Electronic Products Groups, Weeden & Co. David has been in the financial industry for over 15 years. For almost his entire career, David has been involved with electronic trading and execution. David has had roles at several industry leaders in the electronic space such as Merrin Financial which is now known as MacGregor and is part of ITG, Knight Securities and Susquehanna Financial. In David's current role he is responsible for the sal [read more] Pankil Patel Head of AES Strategy, Americas, Credit Suisse AES Mr. Patel is the Head of Trading for Advanced Execution Services Americas at Credit Suisse. He is one of the original members of the AES team, having joined in 2003. AES has since grown to be a full-service suite of algorithmic strategies, tools, and analytics for trading securities throughout the world. He is on the Board of Directors for Level ATS and is a member of the Nasdaq Best Markets Advis [read more] Steve Peterson Equity Trader, Texas Teachers Retirement System Steve Peterson is a US Domestic Equity Trader at the Teachers Retirement System of Texas (TRS). He works closely with transaction cost analysis to help develop execution strategies that will improve the trading desk's performance. Steve joined TRS in January of 2008 and prior to that he spent 12 years as an equity trader on the sell side. Owain Self Managing Director, Head of Algorithmic Trading, Americas and EMEA, UBS Investment Bank Owain Self, as the Head of UBS Algorithmic Trading for the Americas and EMEA, is responsible for the ongoing evolution of the firm’s award-winning algorithmic trading suite of products. Managing cross-regional teams of traders, quantitative analysts, and technologists, he oversees the design, development and implementation of UBS’s innovative automated execution strategies across these major marke [read more]

9:05 PANEL: Finding A Single Solution For Global Connectivity Mohammad Ayach, Information Technology Officer, OrbiMed Advisors Mark Casey, President, CFN Services Inc. Roy Saadon, Co-Founder, General Manager Harmony, Traiana Bob Moitoso, Senior Vice President, NYSE Technologies Identifying the advantages and costs of having a single point of entry to global exchanges and trading venues Uncovering vendors that provide access to all market exchanges; what offerings must you evaluate as you compare vendors solutions? Optimizing your current DMA or OMS systems for greater global connectivity Reviewing global connectivity systems trends among buy side, sell side, and prop trading firms Mohammad Ayach Information Technology Officer, OrbiMed Advisors Mohammad Ayach, joined OrbiMed in 2007 as Information Technology Officer. Mr. Ayach was previously a Manager of Implementation Services at Charles River Development. Prior to employment at Charles River Development, he served as Chief Software Architect at MasterCard International's Global Technology Services division while concurrently attending the Graduate School of Biomedical Sciences at Washi [read more] Mark Casey President, CFN Services Inc. Mark brings a successful track record of over 20 years in the communications industry. He has held positions in sales, marketing, finance, business development, and general management for several leading incumbent and competitive communications providers including AT&T, Bell Atlantic, MCI, and e.spire Communications. In 2001 Mark joined Fortune 250 railroad operator CSX to launch CSX Fiber Net [read more] Roy Saadon Co-Founder, General Manager Harmony, Traiana Roy Saadon co-founded Traiana in April 2000 and was responsible for the initial design and roll out of its TRM product. He also formed Traiana's Professional Services group, setting up the New York office. As General Manager for Harmony, Roy is responsible for the overall market and technical direction of the Harmony product line. Prior to joining Traiana, Roy was involved in R&D as in-house e [read more] Bob Moitoso Senior Vice President, NYSE Technologies Bob Moitoso is a Senior Vice President at NYSE Technologies, where he has successfully integrated its business with the recently acquired NYFIX business. At NYSE Technologies, Bob is managing the FIX Marketplace, which includes order routing, liquidity discovery, and software products. Before the acquisition, Bob was part of NYFIX where he served as Global Head of the FIX Division and managed the [read more]

9:45 Morning Refreshment Break & Opportunity To Network In The Solutions Zone - Hosted by: Correlix Morning Refreshment Break & Opportunity To Network In The Solutions Zone - Hosted by: Correlix

10:25 PANEL: Adding Alpha To The Trading Process With Better Pre- And Post-Trade Analytics Ian Domowitz, CEO, ITG Solutions Network Merrell Hora, Director, Market Microstructure Analyst, Barclays Capital Lee Morakis, Managing Director, Head of Execution Services Sales, Bank of America Merrill Lynch Robert Shapiro, Executive Director of Trading and Execution Analysis, Morgan Stanley Investment Management Extracting additional valuable information from post-trade analytics (beyond just measuring due diligence) to determine where trading can add alpha Using post-trade analytics and quantitative evaluation to identify the best performance for each trading strategy; adding this into your pre-trade analytics Analyzing your portfolio manager’s strategy and trader’s trading style to develop a more profitable trading strategy Having enough tools and analytics in place to monitor and evaluate basket trades as well as single names Ian Domowitz CEO, ITG Solutions Network Ian Domowitz is a Managing Director responsible for networking and analytical and research products at ITG. Prior to joining ITG in 2001, he served as the Mary Jean and Frank P. Smeal Professor of Finance at Pennsylvania State University. Mr. Domowitz has also held positions with Northwestern University, Kellogg Graduate School of Management, Columbia University, the Commodity Futures Trading Comm [read more] Merrell Hora Director, Market Microstructure Analyst, Barclays Capital Lee Morakis Managing Director, Head of Execution Services Sales, Bank of America Merrill Lynch Robert Shapiro Executive Director of Trading and Execution Analysis, Morgan Stanley Investment Management Robert Shapiro is Executive Director of trading and execution analysis at Morgan Stanley Investment Management (MSIM). Shapiro reports directly to Ray Tierney, Global Head of equity trading.Rob works closely with Tierney on matters that help optimize MSIM's global trading infrastructure, such as trade analytics, technology, execution strategy, relationship development and transaction measurement. [read more]

11:05 The New Dynamic: How The Buy Side And The Sell Side Are Adapting To The Evolving Equity Trading Ecosystem Brian Fagen, Managing Director, Co-Head of Liquid Market Sales, Barclays Capital Keynote Presentation Brian Fagen Managing Director, Co-Head of Liquid Market Sales, Barclays Capital

11:45 The Future Of Capital Markets – An Executive Panel Moderated By Charlie Rose Bob Diamond, President of Barclays PLC and CEO of Corporate and Investment Banking, and Wealth Management , Barclays Capital Charlie Rose, Executive Editor and Anchor, Charlie Rose Mark Standish, President and Co-CEO, RBC Capital Markets Our executive panelists are confirmed! It’s been a challenging time for the finance industry, to say the least, and changes in regulation, employment trends, risk assessment, innovation, the use of financial instruments, corporate policy, and more are imminent. During this session, renowned interviewer Charlie Rose will moderate a panel discussion with the chief executives leading the investment banking and asset management industry back to health. This will be a truly remarkable discussion with the top minds in finance, and will paint a picture of the future of global capital markets. Bob Diamond President of Barclays PLC and CEO of Corporate and Investment Banking, and Wealth Management , Barclays Capital Robert E. Diamond, Jr. is President of Barclays PLC and Chief Executive of Corporate and Investment Banking, and Wealth Management, comprising Barclays Capital, Barclays Corporate and Barclays Wealth. He is an Executive Director of the Boards of Barclays PLC and Barclays Bank PLC and has been a member of the Barclays Group Executive Committee since September 1997. He joined the firm in summer 1996 [read more] Charlie Rose Executive Editor and Anchor, Charlie Rose Charlie Rose is executive editor and anchor of Charlie Rose, the nightly one-hour interview program that engages in one-on-one in-depth conversation and round table discussions about important issues and ideas of our time. He is also a contributing correspondent to the CBS news program 60 Minutes.Rose and his guests define the global conversation. The program's round oak table and simple black bac [read more] Mark Standish President and Co-CEO, RBC Capital Markets Mark Standish is President and Co-CEO of RBC Capital Markets; Co-Group Head, Capital Markets Division and is a member of the Group Executive of RBC. As President and Co-CEO of RBC Capital Markets, Mr. Standish is responsible for sales and trading, financing and balance sheet management. Mr. Standish's tenure with RBC began in 1995 as head of proprietary and structured trading within the Global Equ [read more]

12:45-1:45 Lunch For All Attendees12:45-2:15 Buy Side Only Head Trader Think Tank 12:45-1:45 Lunch For All Attendees Lunch For All Attendees 12:45-2:15 Buy Side Only Head Trader Think Tank Brian Deitelzweig, VP and Head Trader, Palisade Capital Jason McLean, Director of Trading, Iridian Asset Management Lee Morakis, Managing Director, Head of Execution Services Sales, Bank of America Merrill Lynch Robert Shapiro, Executive Director of Trading and Execution Analysis, Morgan Stanley Investment Management The Think Tank is cited as most head traders’ favorite part of TradeTech! Take part in shockingly open and honest debate and discussion with your fellow senior-level buy side traders in an environment free of vendors or media. This exclusive event is invitation-only. How it works: The Think Tank moderators will determine the discussion topics approximately two weeks before the event to ensure the most timely, critical trading topics are addressed. (If you’d like to nominate topics to be discussed, please join our LinkedIn group, follow us on Twitter, or email sara.mueller@wbresearch.com.) During the Think Tank you will join a table with a moderator trading a similar market cap as you so your challenges and solutions will be most relevant to your trading desk. Your table will work your way through three topics, then come together as a large group to share the most valuable strategies defined. **Lunch will be served during the Think Tank; participants can join Track A or B after the Think Tank. How to get invited: To request your invitation to this unique event, please contact Rob Golen at 416-597-4771 or robert.golen@wbresearch.com. Brian Deitelzweig VP and Head Trader, Palisade Capital Brian M. Deitelzweig joined Palisade Capital Management in February 2009. Previous to joining Palisade, Brian was a Managing Director and Head Trader for AG Asset Management from 2006-2009. He held the title of Director/Senior Equity Trader at Warburg Pincus/Credit Suisse from 1996-2006. Brian specializes in trading small-cap stocks for Palisade, which has approximately $2.7 billion under manageme [read more] Jason McLean Director of Trading, Iridian Asset Management Jason McLean is the Director of Trading at Iridian Asset Management, LLC in Westport, CT. McLean joined Iridian in late 2004. He previously worked at AIM Investments where he spent six years on the equity trading desk. He earned a Bachelor of Science in Economics from Texas A&M University. Lee Morakis Managing Director, Head of Execution Services Sales, Bank of America Merrill Lynch Robert Shapiro Executive Director of Trading and Execution Analysis, Morgan Stanley Investment Management Robert Shapiro is Executive Director of trading and execution analysis at Morgan Stanley Investment Management (MSIM). Shapiro reports directly to Ray Tierney, Global Head of equity trading.Rob works closely with Tierney on matters that help optimize MSIM's global trading infrastructure, such as trade analytics, technology, execution strategy, relationship development and transaction measurement. [read more]

Track A: Trading StrategyTrack B: Trading Technology & Connectivity 1:45 Chairperson’s Afternoon Address Track A: Trading Strategy Chairperson’s Afternoon Address 1:45 Chairperson’s Afternoon Address Track B: Trading Technology & Connectivity Chairperson’s Afternoon Address

Track A: Trading StrategyTrack B: Trading Technology & Connectivity 1:55 PANEL: Becoming Familiar With ETFs And How They Trade To Avoid Risky Executions Track A: Trading Strategy Jon Greene, Head Trader, Ceros Financial Services Kevin D. Mahn, Portfolio Manager, SmartGrowth® Mutual Funds, Managing Director & Chief Investment Officer, Hennion & Walsh Asset Management Elliot Noma, Ph.D, Managing Director, Garrett Asset Management Leland Clemons, Director of the iShares Capital-Markets Group, iShares Determining what has accounted for the drastic rise in volume of ETF trading in the United States Understanding the make-up of leveraged, reverse, and other ETFs; how are they affecting the way the underlying instrument is being traded? Describing how ETF trading is different than single stock trading Comparing the benefits and risks of leverage, reverse, and other ETFs to determine which ETFs fit best into your trading strategy and risk controls What sort of limits should you place on ETF market orders? What are the ramifications if you exceed certain limits? Jon Greene Head Trader, Ceros Financial Services In 2005, Jon Greene joined Ceros as Head Trader for Ceros Financial Services (CFS) and was later named Director of Trading in 2009. He is charged with trading mutual funds, bonds, futures, ETFs and stocks as well as acting as a spokesperson for CFS. Jon has more than 13 years of experience in the financial services industry. Prior to joining Rydex, Jon was a Hedge Fund Trader with JFB Planning. Jo [read more] Kevin D. Mahn Portfolio Manager, SmartGrowth® Mutual Funds, Managing Director & Chief Investment Officer, Hennion & Walsh Asset Management Kevin D. Mahn is a Managing Director and Chief Investment Officer of Parsippany, NJ based Hennion & Walsh Asset Management. Mr. Mahn serves as the Portfolio Manager for the SmartGrowth® Mutual Funds, a family of target-risk mutual funds comprised of ETFs and ETNs, and directs the creation and supervision of the various portfolios within the SmartTrust® series of Unit Investment Trusts("UITs"). [read more] Elliot Noma, Ph.D Managing Director, Garrett Asset Management Dr. Noma is the founder of Garrett Asset Management, a systematic trading firm that uses technical systems to invest in futures, ETFs, and currencies. Dr. Noma is also a Senior Risk Consultant with Asset alliance. He consults on a variety of financial issues involving portfolio management, hedge fund due diligence, trading systems, risk management, fund of hedge funds, and operational due diligenc [read more] Leland Clemons Director of the iShares Capital-Markets Group, iShares Leland Clemons, Director, is a member of the iShares Group within Global Client Group, focused on iShares Capital Markets. Mr. Clemons's service with the firm dates back to 2005, including his years with Barclays Global Investors (BGI), which merged with BlackRock in 2009. He is responsible for broker-dealer, market-maker and institutional buy-side trader relationships in the iShares' Capital Mark [read more] 1:55 PANEL: The Everlasting OMS/EMS Debate: Determining The Latest Buy And Sell Side System Preferences For Optimum Functionality Track B: Trading Technology & Connectivity DJ Adams, Head Trader, Sands Capital Management Tim Decker, Product Manager, Head of Electronic Trading & Connectivity, Advent Software Spiros Giannaros, VP Sales, Americas, Charles River Development Vikas Parikh, IT Director - Trading Operations & VMO, GE Asset Management Uncovering recent OMS/EMS trends amongst buy and sell side firms to achieve maximum system performance Debating if you truly need an EMS, or if you can trade out of an OMS Carrying out a buy/build analysis to determine if you should build from scratch; how did you come to a decision? Examining cross-asset functionality and which platforms interface best with FIX DJ Adams Head Trader, Sands Capital Management DJ Adams is the head trader at Arlington, VA based Sands Capital Management, LLC. Sands Capital is a growth orientated asset manager which manages roughly $15 billion in international and domestic large cap equities. Prior to joining Sands Capital, he was a trader on the Chicago Mercantile Exchange and a prop trader with ETG, LLC. He graduated from the United States Military Academy at West Point [read more] Tim Decker Product Manager, Head of Electronic Trading & Connectivity, Advent Software Tim Decker joined Advent in October 2006 and is now Head of Electronic Trading and Connectivity for Advent's Moxy Order Management System (OMS). In this role, he is responsible for enhancing and extending Advent's relationships with third party vendors in order to bring greater access to the markets through Moxy OMS. Mr. Decker has more than twelve years of experience managing and delivering produ [read more] Spiros Giannaros VP Sales, Americas, Charles River Development Spiros Giannaros drives the adoption of Charles River's technology and services in North America, South America, Latin America and the Caribbean. Since joining the firm in 1999, Spiros has helped deliver Charles River's fully-integrated order management (OMS), FIX electronic trading, and execution management (EMS) solution to diverse investment management markets. Spiros has expanded Charles River [read more] Vikas Parikh IT Director - Trading Operations & VMO, GE Asset Management Vikas graduated from the Mumbai University in May 1994 with a bachelor's degree in Electronic Engineering. Following graduation, he worked on multiple assignments providing IT solutions to clients in the insurance and finance industry. In Jan 2003, he joined GE as an IT Project Manager responsible for managing Alternative Assets successfully implementing end-to-end solution for the Real Estate and [read more]

Track A: Trading StrategyTrack B: Trading Technology & Connectivity 2:35 PANEL: Dissecting Dark Pools To Access The Greatest Amount Of Liquidity At The Lowest Cost Track A: Trading Strategy Kevin Foley, President and CEO, AQUA Amit Manwani, Head of Algorithmic Development and Analytics, Nomura James Ross, Vice President, NYSE MatchPoint Joseph Wald, Managing Director, Knight Identifying solutions to better quantify the costs of trading in dark pools and achieve greater transparency into dark pool make-up Determining if the aggregator tool you use is routing your order to the greatest liquidity Establishing how a trader can avoid information leakage and gaming in dark pools The lightening of dark pools: Is this a trend that is going to continue, and is it better or worse for the buy and sell side trader? Analyzing the impact of impending regulations on the dark pool trading environment Forecasting the future of dark pool structure and ATS consolidation to align your desk for long-term profitable trading Kevin Foley President and CEO, AQUA Kevin Foley, Aqua's President and CEO, is an innovator and industry leader in financial markets trading technology. During fifteen years at Bloomberg LP he held various senior management roles, playing a key role in Bloomberg's development into a financial information powerhouse and a household name. During this time he oversaw the introduction globally of electronic trading in asset classes rangi [read more] Amit Manwani Head of Algorithmic Development and Analytics, Nomura James Ross Vice President, NYSE MatchPoint Jim Ross is vice president of NYSE MatchPoint and oversees the development and operations of the equity crossing facility for NYSE Euronext. He is also responsible for organizing the company's broader alternative trading system (ATS) strategy.Prior to joining NYSE in July of 2006, Mr. Ross was CEO of MatchPoint Trading, a firm dedicated to the business of electronic call market trading. From 1989- [read more] Joseph Wald Managing Director, Knight Joseph Wald is a Managing Director at Knight Equity Markets, L.P. and is co-head of Knight's institutional electronic trade execution services. In this role, Mr. Wald oversees strategy, development and implementation of the firm's sophisticated electronic products and services. Mr. Wald joined Knight in 2008 following the firm's acquisition of EdgeTrade, a leading developer of agency-only algorith [read more] 2:35 PANEL: Uncovering The Most Recent FIX Processing And Connectivity Solutions To Achieve Optimum System Performance Track B: Trading Technology & Connectivity Mohammad Ayach, Information Technology Officer, OrbiMed Advisors Gregg Drumma, Director, VP, Electronic Trading , Linedata Services, North America Examining recent developments in FIX messaging to ensure you are up-to-speed on industry standards Establishing a plan to guarantee your systems are processing FIX messaging correctly as your systems evolve Overcoming OMS issues regarding FIX connectivity Determining which vendors provide the highest performance FIX connectivity solutions between algorithmic trading systems and the equities markets Mohammad Ayach Information Technology Officer, OrbiMed Advisors Mohammad Ayach, joined OrbiMed in 2007 as Information Technology Officer. Mr. Ayach was previously a Manager of Implementation Services at Charles River Development. Prior to employment at Charles River Development, he served as Chief Software Architect at MasterCard International's Global Technology Services division while concurrently attending the Graduate School of Biomedical Sciences at Washi [read more] Gregg Drumma Director, VP, Electronic Trading , Linedata Services, North America Gregg Drumma, Vice President, Electronic Trading Product Management at Linedata Services, Inc. is an industry veteran with over ten years experience developing and delivering STP solutions to the investment management community. As Linedata’s chief representative of FIX Protocol Ltd. (FPL), Gregg is an active member of several FIX working groups designed to help shape the future of FIX trading. As [read more]

3:15 Afternoon Refreshment Break & Opportunity To Network In The Solutions Zone - Hosted by: Correlix Afternoon Refreshment Break & Opportunity To Network In The Solutions Zone - Hosted by: Correlix

Track A: Trading StrategyTrack B: Trading Technology & Conn...Track C: Sell Side Workshop 3:45 PANEL: Examining The Increased Use Of Equity Options Amongst Long- Only Asset Managers Track A: Trading Strategy Andrew Baehr, Managing Director in Global Equities and Commodity Derivatives, BNP Paribas Michel Finzi, Managing Director, RealTick David Mortimer, Managing Director, Equity Options, Pipeline Understanding why historically long-only shops used equity options to enhance alpha and adapt to market changes over the past few years Identifying how long-only shops are successfully changing their charters to include equity options to add alpha Describing how the buy side is typically using equity options within their trading strategies Working with clients, legal, and back office to successfully get through charter change requirements and the implementation of equity options trading Andrew Baehr Managing Director in Global Equities and Commodity Derivatives, BNP Paribas Andrew Baehr is a Managing Director in Global Equities and Commodity Derivatives at BNP Paribas. Based in New York, Andrew is Head of Long Only Flow Derivatives Sales and Asian Equities Sales for North America. Michel Finzi Managing Director, RealTick Michel Finzi is responsible for global sales, marketing and product management of RealTick®, the electronic trading industry's premier global, broker neutral, multi-asset Execution Management System (EMS).Mr. Finzi joined Townsend Analytics in 2006, bringing more than 21 years of experience in the electronic trading and global brokerage industry to his role. He started his career in 1988 at Instin [read more] David Mortimer Managing Director, Equity Options, Pipeline Dave has 25 years of experience in the financial industry. Prior to Pipeline, Dave was the founder of 3D Markets, Inc. which created the first crossing system for block options trading. 3D also invented the Gamma Weighted Average Price Benchmark (GWAP), to address the need for transaction cost analysis tools in the options markets.Prior to launching 3D Markets, Dave was engaged as a consultant to [read more] 3:45 PANEL: Exploring The Future Use Of TCA As It Becomes More Heavily In Demand Track B: Trading Technology & Connectivity Michael Caffi, VP and Manager, Global TCA Services, Equity Trading, State Street Global Advisors Nitin Gambhir, CEO, Tethys Technology Inc. Linda Giordano, TCA Product Manager, Bloomberg Discussing how fund boards, portfolio managers, and the SEC are viewing TCA and why it is taking more priority; which buy side firms are using TCA to offer them a competitive edge? Debating which TCA benchmarks to use and the differences between displayed and nondisplayed execution costs Integrating TCA into the entire portfolio management and trading process to achieve best execution Predicting the future use of TCA to align your systems to effectively gather and measure critical TCA dat Michael Caffi VP and Manager, Global TCA Services, Equity Trading, State Street Global Advisors Michael Caffi is a Vice President and Manager of the Global TCA Services group in the Equity Trading division at State Street Global Advisors in Boston. He is responsible for all facets of Transaction Cost Analysis and centralized TCA reporting services to support Equity Trading, Portfolio Management, and Compliance. Michael joined SSgA in 1995 as VP of Equity Trading Technology in the firm's IT d [read more] Nitin Gambhir CEO, Tethys Technology Inc. Nitin Gambhir is the CEO and founder of Tethys Technology, Inc. Tethys has two areas of business focus: High performance portfolio management & trading systems and optimal-execution driven market-microstructure research. Tethys' Execta Platform is the most powerful and flexible broker-neutral electronic trading and portfolio management solution available today. Tethys also has a team devoted t [read more] Linda Giordano TCA Product Manager, Bloomberg 3:45 SELL SIDE WORKSHOP: Moving Forward In 2010: Uncovering What The Buy Side Needs From Their Brokers Track C: Sell Side Workshop Brad Desjarlais, Head Trader, LR Global Partners Matt Samelson, Principal, Woodbine Associates Bill Skutch, Head Trader, Scopus Asset Management Moderator’s Address On The Changing Buy Side/Sell Side Relationship Our moderator shares cutting-edge research on the shifting buy side needs and where the sell side is currently falling short. The relationship dynamic of the future will be exposed. PANEL: The Buy Side’s Perspective How is the buy side adapting to the current marketplace changes? Where does the buy side need their brokers to evolve with them? Debating what proper electronic sales trading coverage is and if it is differentiated on the street Determining what is “good” high touch coverage Establishing today’s research needs for the buy side trader and how they want their broker to communicate with them Interactive Q&A: Making The Sell Side Business Model Relevant For 2010 And Beyond Sell side traders pose questions to our buy side panelists in an interactive discussion. Who should attend this workshop? Sell Side Traders: Learn directly from the buy side what they want from their brokers’ services and offerings. How are buy sides’ needs changing? What can you do to stay relevant and gain more market share? Gain strategic insight into where your competitors are failing and you can add value. Buy Side Traders: Find out how your buy side peers are taking advantage of the services and offerings from the sell side as the market evolves. Also learn how the sell side is responding to buy side traders’ changing needs. Brad Desjarlais Head Trader, LR Global Partners Mr. Desjarlais has responsibility for all trading activities including equities, options and FX. Prior to LR Global, he spent 8 years in senior trading positions with Instinet, Columbia Asset Management and Trivium Capital. Mr. Desjarlais received a BS in Marketing from Northeastern University. Matt Samelson Principal, Woodbine Associates Matt Samelson is a Principal at Woodbine Associates, LLC, specializing in equity market structure, trading venues, electronic trading, and transaction cost analysis. He brings to the firm a wealth of experience in U.S. and international equity sales and trading, quantitative analysis, consulting, and research. He has in-depth knowledge of trade strategy formulation, algorithmic trading, market str [read more] Bill Skutch Head Trader, Scopus Asset Management

Track A: Trading StrategyTrack B: Trading Technology & Conn...Track C: Sell Side Workshop 4:25 Closing Keynote: Analyzing TheGlobal Recession And EconomicRecovery Track A: Trading Strategy Kevin D. Mahn, Portfolio Manager, SmartGrowth® Mutual Funds, Managing Director & Chief Investment Officer, Hennion & Walsh Asset Management We’ve seen the markets go up and down and economic news shift quickly from positive to negative. What will the future hold? Kevin Mahn, named one of the Rising Stars In Mutual Funds for 2009 by Institutional Investor, shares his projections for the coming year and its impact on your trading desk. Debating the potential for a V, W, or Ushaped economic recovery Determining whether the recent stock market rallies have been for real; what is expected in the near future for stocks, commodities, the housing market and more? Assessing the impact financial market reform will have on the economic recovery Comparing the global vs. US recovery to better align your investment outlook Kevin D. Mahn Portfolio Manager, SmartGrowth® Mutual Funds, Managing Director & Chief Investment Officer, Hennion & Walsh Asset Management Kevin D. Mahn is a Managing Director and Chief Investment Officer of Parsippany, NJ based Hennion & Walsh Asset Management. Mr. Mahn serves as the Portfolio Manager for the SmartGrowth® Mutual Funds, a family of target-risk mutual funds comprised of ETFs and ETNs, and directs the creation and supervision of the various portfolios within the SmartTrust® series of Unit Investment Trusts("UITs"). [read more] 4:25 PANEL: Processing Market Data MoreEfficiently – Doing More With Less Track B: Trading Technology & Connectivity Adam Honore, Research Director, Aite Group Joe Lutkevich, Senior Managing Director, Equity, Risk & Data Systems, State Street Global Advisors Analyzing current data flow to detect areas of inefficiencies How can data solutions like visualization software and other applications increase efficiencies? Debating the effectiveness of proprietary data management solutions built in house vs. a vendor-offered solution; which is more worth the investment? Determining where your data management solutions can offer efficiencies amongst other areas in the trading process: - Risk analytics - Algo trading monitoring - Economic forecasting - Portfolio management Adam Honore Research Director, Aite Group Adam Honore is a research director at Aite Group, LLC, specializing in financial services technology. Mr. Honore focuses on strategic technology initiatives associated with broker productivity, online brokerage, correspondent clearing, enterprise data management (EDM), complex event processing (CEP), straight-through processing (STP), and risk management issues. Joe Lutkevich Senior Managing Director, Equity, Risk & Data Systems, State Street Global Advisors Joe is a Senior Managing Director at State Street Global Advisors and serves as Head of Equity Investment, Risk and Data Systems where he manages application development teams for Asset Allocation, Currency, Equity Portfolio Construction, and Enterprise Data which encompass data warehousing, client, portfolio, market reference, and pricing data.Joe joined SSGA in 1997 as a senior developer in the [read more] 4:25 Interactive Q&A: Making The SellSide Business Model Relevant For 2010 And Beyond Track C: Sell Side Workshop Brad Desjarlais, Head Trader, LR Global Partners Bill Skutch, Head Trader, Scopus Asset Management Sell side traders pose questions to our buy side panelists in an interactive discussion. Who should attend this workshop? Sell Side Traders: Learn directly from the buy side what they want from their brokers’ services and offerings. How are buy sides’ needs changing? What can you do to stay relevant and gain more market share? Gain strategic insight into where your competitors are failing and you can add value. Buy Side Traders: Find out how your buy side peers are taking advantage of the services and offerings from the sell side as the market evolves. Also learn how the sell side is responding to buy side traders’ changing needs. Brad Desjarlais Head Trader, LR Global Partners Mr. Desjarlais has responsibility for all trading activities including equities, options and FX. Prior to LR Global, he spent 8 years in senior trading positions with Instinet, Columbia Asset Management and Trivium Capital. Mr. Desjarlais received a BS in Marketing from Northeastern University. Bill Skutch Head Trader, Scopus Asset Management

5:00 UBS Cocktail Gala Reception Join us for the most sizzling party in New York! After a day filled with constructive debate and information sharing, unwind with your new network of colleagues and friends at the UBS Cocktail Gala. Relax, have fun, and bring your business cards! Embrace this opportunity to forge new business partnerships and uncover additional equity trading and technology strategies in an informal atmosphere.

6:30 TradeTech Day One Concludes TradeTech Day One Concludes