Buy Side-Only Trading Summit

8:15 Summit Registration & Breakfast 8:15 Summit Registration & Breakfast

9:00 Welcoming Remarks Sara Mueller Executive Director TradeTech North America

9:05 Chairperson’s Opening Address Chairperson’s Opening Address

9:15 Opening Keynote Economic Address Opening Keynote Economic Address

9:55 Interactive Roundtable: Topic #1 How it works: You’ll be seated at a table with your buy side peers trading the same market cap as you. Throughout the day, participate in six different discussions covering six different topics. The roundtable sponsors will take ONLY five to ten minutes to present research on the topic your table is discussing, then a buy side moderator will lead you and your buy side peers through constructive, strategy-defining dialogue. Discussion Topics: **Subject to change based on the most critical industry needs at the time of the conference.** Exploring The Role Of Targeted Buy Side To Buy Side IOIs In Search Of Natural Block Liquidity hosted by Bloomberg Tradebook News & Data: The Impact Structured News And Data Have On The Trading Environment hosted by Dow Jones Dark Pools And Sourcing Liquidity hosted by ITG Innovations In Smart Order Routing hosted by RBC Capital Markets The Regulatory Impact On Flash Orders, High Frequency Trading, Dark Pools, Sponsored Access, And Co-Location hosted by Royal Bank of Scotland Alpha Generation Via Cash And Derivatives Products - Minimizing Underlying Implementation Costs hosted by Société Générale

10:30 Interactive Roundtable: Topic #2 Interactive Roundtable: Topic #2

11:05 Morning Refreshment Break & Opportunity To Network Morning Refreshment Break & Opportunity To Network

11:20 Interactive Roundtable: Topic #3 Interactive Roundtable: Topic #3

11:55 Interactive Roundtable: Topic #4 Interactive Roundtable: Topic #4

11:55 Interactive Roundtable: Topic #5 Interactive Roundtable: Topic #5

1:05 Lunch Lunch

2:05 Interactive Roundtable: Topic #6 Interactive Roundtable: Topic #6

2:40 Roundtable Wrap Up How it works: The roundtable sponsors wrap up all the sessions by sharing the most useful solutions identified by each of the six discussion groups so you can be sure you don’t miss a single trading strategy to boost the performance of your desk.

3:10 Afternoon Refreshment Break & Opportunity ToNetwork Afternoon Refreshment Break & Opportunity To Network

3:25 Exploring The Most Recent And Proposed RegulatoryChanges To Determine Its Impact To The Buy SideTrading Desk Discussing the likelihood of various financial regulatory reform initiatives, including bills that address systemic risk, resolution authority, derivatives Addressing possible regulatory changes that may affect brokerdealers and banks such as new capital requirements; how will this ultimately impact the buy side? Examining potential restrictions on high frequency trading, dark pools, and short selling

4:00 Closing Guest Speaker: Understanding Human DecisionMaking To Increase Profits Associated With Trading When a trade goes bad, who do you blame? Have you ever put the blame on what you had for lunch, the weather, or your unconscious emotions? There’s a whole field of psychology called neurofinance that studies financial decision making and behaviors such as these. Whether you’re a trader, portfolio manager, systems analyst, or sales executive, you’ll be a smarter – and more profitable – decision maker after hearing this presentation by Arnie Wood, who is a Faculty Advisor to Harvard University's John F. Kennedy School of Government Study on behavioral finance and decision-making.

4:40 Chairperson’s Closing Address Chairperson’s Closing Address

4:45 Welcome Cocktail Reception hosted by: Thomas Weisel Partners You've spent the day debating strategies for generating alpha and solutions to overcome liquidity and regulatory challenges; now its time to relax, have fun, and strengthen relationships with your buy side colleagues. This reception is open to all registered TradeTech attendees.

5:45 Buy Side-Only Trading Summit Concludes Buy Side-Only Trading Summit Concludes