4 - 6 October, 2010
Westin at Market Street, San Francisco, CA

Michael Lewis

Michael Lewis

Journalist & Best-Selling Author

Liar's Poker, The Blind Side, and The Big Short

 

A shrewd observer of politics, finance and the American scene, Michael Lewis combines keen insight with his signature wit, making him one of today’s leading social commentators.

A renowned best-selling author, Lewis is also a regular contributor to The New York Times
Magazine, Vanity Fair, Slate and Bloomberg. Lewis’ most recent book, The Big Short: Inside
the Doomsday Machine (2010), is a darkly humorous account of how the event that
was considered impossible—the free fall of the American economy—finally occurred. He
proves that truth really is stranger than fiction with a razor-sharp analysis of the heroes and
villains that drove America’s economy overboard.

Lewis first made a name for himself in 1989 with the chart-topping Liar’s Poker: Rising Through
the Wreckage of Wall Street, an inside look at his career as a bond trader that best-selling author
Tom Wolfe called “the funniest book on Wall Street I’ve ever read,” and earned Lewis the label
of “America’s poet laureate of capital” from The Los Angeles Times. Liar’s Poker spent 62 weeks on
The New York Times Best-Seller List and remains one of the signature books of the 1980s.

Lewis traversed the 1980s’ get-rich-quick jungle with The Money Culture (1992); chronicled
the 1996 presidential campaign in Losers: The Road to Everyplace but the White House; crafted
a 20-week New York Times Best-Seller in 2001 with The New, New Thing (“The book that does
for Silicon Valley what Liar’s Poker did for Wall Street.”); explored the internet boom in Next:
The Future Just Happened (2002).

Lewis’ 2003 release Moneyball: The Art of Winning an Unfair Game offers an unprecedented look
behind the scenes of a Major League Baseball franchise. This New York Times best-seller details
the effect that an innovative personnel approach has had in allowing the small-budget Oakland
Athletics to consistently rank among baseball’s best.

In 2006, Lewis took his second dive into the world of professional sports with The
Blind Side: Evolution of a Game. He delves into the substructure of football and tells the
inspirational true story of Baltimore Raven Michael Oher. The 2009 film adaptation of
The Blind Side, starring Sandra Bullock, Tim McGraw and Kathy Bates, broke the box office
record for the biggest opening weekend of a sports film in history.

Lewis’ 2009 release Home Game: An Accidental Guide to Fatherhood (May 2009), is a compilation
of stories he wrote for his column “Dad Again” in Slate, detailing the parenting realities thrust
upon him—not always happily, but often hilariously—by the births of his three children.
A native of New Orleans, Michael Lewis graduated from Princeton University with a
degree in art history and earned a master’s at The London School of Economics. Prior
to his career as an author, he worked with The Salomon Brothers on Wall Street and in
London. He lives in Berkeley with his wife Tabitha Soren and their three children.
On the stage, Lewis examines the era that was just brought to a crashing halt by the subprime
and worldwide credit crisis. Starting with the years he chronicled in Liar’s Poker, he touches
on the major economic events of the last twenty years, exploring what this period was all
about, how it began and how it’s likely to end.

He masterfully transforms complex issues into accessible scenarios through clever and amusing
observations and continues to call it as he sees it in recounting Wall Street’s excesses.
In a separate program, Lewis takes audiences into the world of Moneyball. It is the story of
how the Oakland A’s, the baseball team with the lowest budget in the league, consistently
makes it into the playoff ’s every year. Yet it is an exploration of the nature of talent, the
assumptions people hold and how they get in the way of success, and how to identify talent
and maintain and edge in a competitive field. 

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Joe Gudorf

Head Trader

Principal Global Investors

 

Nhan T. Bui

Nhan T. Bui

Director, Head Equity Trader

First Quadrant

Nhan Bui is First Quadrant’s Head Equity Trader. She manages First Quadrant’s Equity trading desk, working with the investment research team to implement strategy, negotiating rebate rates for client accounts, analyze trade executions, and monitoring fund inflow/outflows. Nhan has over 18 years of equity experience, 16 of which were spent contributing to the best execution technologies and procedures at First Quadrant. Nhan is a member of the Security Traders Association of Los Angeles and graduated from California Polytechnic University, with a Bachelor of Science degree in Finance.
10408.005_Leo_Hmelnitsky

Leo Hmelnitsky

Senior Global Trader, Head of International Equity Trading

Mellon Capital Management

Leo joined Mellon Capital Management in 2008 and has been responsible for trading Equity, Currency and Fixed Income products in the developed and emerging markets. He is also involved in designing Mellon Capital trading system, and monitoring market structure developments. Prior to joining the firm, Leo worked as an Equity and FX trader at AXA Rosenberg and prior to that as a quantitative trader for Schwab Capital Markets. Leo has also held positions at Goldman Sachs, where his focus was on Equity Derivatives and trading research.

Leo earned an MS degree from New York University’s Leonard N. Stern School of Business, with concentration in both business administration and computer science. He is a member of the San Francisco Security Traders Association.

Maurizio Ferconi

Maurizio Ferconi

Managing Director, Head of Risk Methodologies

BlackRock

Maurizio Ferconi is the Head of Risk Methodologies at BlackRock. In his role he is responsible for the development of the risk models and analytics. He is also responsible for the risk in the passive, business and a number of hedge funds. Prior he was with Barclays Global Investors, where he was the global head of investment risk. Before BGI he was heading the Financial Engineering Department at Putnam Investments. He earned a PhD in Physics and is a member of the Advisory Board for the Master of Financial Engineering at the University of California at Berkeley.
Kurt Kujawa

Kurt Kujawa

Head Trader

Cortina Asset Management

Since its inception in April 2004, Kurt Kujawa has been the Head of Trading for Cortina Asset Management, a long only small cap growth strategy with 1.5 B under management. Prior to Cortina, Kurt spent 17 years at R W Baird, as Director of Trading, spending his first 12 years as a sales trader and the last 5 as an OTC market maker.
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Derek DePetra

Head of International Equity Trading

Artisan Partners

 

Lawrence Harris

Lawrence Harris

Fred V. Keenan Chair in Finance, Director, Center for Investment Studies

Marshall School of Business, University of Southern California

Larry Harris served as Chief Economist of the US Securities and Exchange Commission in 2002-04 where, among many other accomplishments, he was one of the primarily architects of Reg NMS. He presently holds the Fred V. Keenan Chair in Finance at the USC Marshall School of Business where he directs the Center for Investment Studies. Professor Harris is a director of Interactive Brokers Group, Inc. (IBKR), of the Clipper Fund (CFIMX), and of CFALA, Inc. -- the Los Angeles Society of Financial Analysts. He also serves as the research coordinator for the Institute for Quantitative Research in Finance. He is the author of Trading and Exchanges: Market Microstructure for Practitioners, which is widely regarded as a "must read" for anyone entering the trading industry.
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Mark Herman

Head Trader

Tamro Capital

 

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Bill Quinn

VP and Head Trader

HighMark Capital Management

2005-Present Head Trader/ Vice President Highmark Capital Management

1979-2003 RVP/ Institutional Advisory Division Merrill Lynch, San Francisco

1969-1979 NASDAQ Trader Merrill Lynch, New York

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Jeff Pralle

Head Trader

RMB Capital Management

 

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Tim Olsen

SVP, Head Trader

ICM Asset Management

 

Mark Schlarbaum

Mark Schlarbaum

Managing Director, Portfolio Manager and Head Equity Trader

Palliser Bay Capital Management

 

Lee Weiner

Lee Weiner

Director of Options, Head of Electronic Trading

JMP Group

Lee Weiner, a Director, joined Harvest Capital Strategies in 2007. He specializes in managing trading systems and alternative trading. Prior to joining Harvest Capital, Mr. Weiner designed a multi-asset class trading system and an options market making platform for Newedge, a division of Société Générale. Through 2003, Mr. Weiner managed risk based trading systems for Banc of America Securities. He also founded and was General Partner at Weiner Capital Management, a options market making firm. Lee received a BS degree from Washington University in Saint Louis.

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Alan MacKenzie

CFO

Gargoyle Asset Management

 

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Bryan Novak

Managing Director

Astor Asset Management

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Lee Thacker

Director of Trading

Parametric

Michael Levas

Michael Levas

Chief Investment Officer and Managing Member

Olympian Capital Management

Michael J. Levas has been in the investment management business for over twenty years and is the founder, chief investment officer and managing member of the Olympian Group of Investment Management Companies. Prior to Olympian, he was a VP and Portfolio Manager in the Private Client Group at Lehman Brothers Inc. Prior to that, he was a VP with SG Cowen, UBS PaineWebber and Bear Stearns where he managed in excess of $250 million in both institutional and retail portfolios.

Mr. Levas is the founder and managing member of Olympian Securities LLC, and is a licensed Series 24 general securities principal, Series 7 general securities representative, and a Series 65, 66 investment adviser representative with (FINRA). Mr. Levas is also the founder and principal of Olympian Futures LLC, an (NFA) registered introducing broker, and a licensed Series 3 associated person. Mr. Levas currently holds the Chartered Portfolio Manager (CPM) designation from the American Academy of Financial Management. Mr. Levas completed investment management studies at Harvard Business School and additionally, Mr.Levas has completed the Hedge Fund Programme at The London Business School. He is a current member of the CFA society of South Florida, Securities Traders Association of Florida, and formerly served on the 2008/2009 board of directors of The Hedge Fund Association.

Mr. Levas is a frequent conference speaker and commentator on the financial markets and asset management industry, and has been featured in numerous publications, including BusinessWeek, Dow Jones News Retrieval, Smart Money, Hedge Fund Manager Week, Absolute Return, Euromoney, International Securities Finance, Buy-Side Technology,Securities Industry News, Alternative Investment Review, Advanced Trading, Markets Media Magazine,Waters, Bloomberg and National Public Radio.(NPR)

Craig Fullen JD, CMT

Craig Fullen JD, CMT

Technical Analyst and Portfolio Manager

Advanced Asset Management Advisors, Inc.

Craig Fullen, JD, CMT is a Technical Analyst and Portfolio Manager for Advanced Asset Management Advisors, Inc. (AAMA), a registered investment advisory firm with approximately $400 million under management. Craig is also an Adjunct Business Professor at Ohio Dominican University where he recently created and taught the MBA class “Market Theory – How Human Psychology and Crowd Behavior Impact Financial Markets.”

He is on the Board of Directors and serves as Treasurer of the Market Technicians Association and has completed the MTA’s Chartered Market Technician (CMT) Program. In addition, Craig is the President of The Fullen Law Group Co., LPA, a law firm which concentrates in the areas of corporate/business law and contract preparation, review and negotiation.

Earlier in his career, Craig founded a registered investment advisory firm and prior to that served as Assistant General Counsel for Crane Plastics Company where he helped manage the legal affairs of Crane and its affiliated companies, including the handling of a number of acquisitions and divestitures. Craig was also a senior associate with the Columbus, Ohio law firm, Porter, Wright, Morris & Arthur LLP, where he practiced corporate/business law and advised public and privately-held companies with respect to mergers and acquisitions, contractual issues, business entity selection and formation, and securities-related transactions.

Craig graduated from The College of William & Mary with a B.B.A degree (accounting) and from Rutgers University School of Law where he completed the Tax Honors Program and received the Tax Honors Certificate with Distinction. While at Rutgers, he served as an associate editor of the Rutgers Law Journal and had two articles published therein.

Lori K. Hoch

Lori K. Hoch

Principal and Chief Operating Officer

Cortina Asset Management

Lori has served in various roles in the investment business since 1993 including legal and compliance, product development and operations. A Principal of Cortina Asset Management, Lori is currently responsible for the day to day operations of the firm and also serves as the Chief Compliance Officer. She is also on the firm’s Board of Directors.

Lori joined the firm from M&I Investment Management Corporation where she served as Chief Legal Counsel and Chief Compliance Officer for the investment adviser and the Marshall Funds. While at M&I Lori also managed the IRA Rollover Product Division where she was responsible for all operations, marketing and customer service components of the department. Prior to joining M&I, Lori worked as a securities attorney for two of the largest law firms in the country.

Lori received her BS in Political Science and Finance from the University of Arizona and her JD from the University of Southern California.

Vidis Vaiciunas

VP Head of Trading

Highstreet Asset Management

Vidis joined Highstreet’s investment team in 2007. Highstreet Asset Management Inc. is an investment counsel firm founded in 1998 and based in London, Ontario.

As Vice President, Head of Trading, Vidis is responsible for overseeing Highstreet’s trading operations. Vidis is dedicated to ensuring Highstreet’s trading procedures contribute to the firm’s commitment of excellence in the investment process.

Vidis has significant experience in quantitative management, trading systems, direct access and algorithmic trading, managing trading costs, and programming. His knowledge is rooted in more than 27 years of applying quantitative techniques to the investment and trading processes, on both sides of the ‘Street’.

Vidis earned his Bachelor of Science degree from University of Toronto, where he specialized in math, physics, and computer science.

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Leslie Boni Ph.D.

Professor of Finance

University of New Mexico, Anderson School of Management

Dr. Leslie Boni is a professor of finance at the University of New Mexico. Her research has been published in the Journal of Financial and Quantitative Analysis, the Journal of Financial Markets, the Journal of Money, Credit, and Banking, the Financial Analysts Journal, the Journal of Trading, and the Brookings Institute Papers on Financial Services. She has served as a visiting academic scholar at the U.S. Securities and Exchange Commission, as a finance professor at the California State University Northridge, and as a lecturer at the University of Southern California. Dr. Boni holds a B.S. in chemical engineering from Northwestern University and a Ph.D. in finance from the University of Colorado at Boulder. Prior to joining the University of New Mexico, Dr. Boni was the Managing Director of Quantitative Strategies and Performance Analytics for UNX, Inc., in Burbank, California. She has also worked for 15 years in the oil industry as chemical engineer, trader, and risk manager.

Greg Morris

Greg Morris

Chief Technical Analyst

Stadion Money Management

Gregory L. Morris is Sr. Vice President and the Chief Technical Analyst for Stadion Money Management, Inc. (formerly PMFM, Inc.) In this capacity he educates institutional and individual clients on the merits of technical analysis and why Stadion utilizes a technical rules-based model to oversee the management of over $3.5 billion in assets in two mutual funds, separate accounts, and 401k plans. From December, 2003 to May, 2005, Mr. Morris served as a Trustee and advisor to the MurphyMorris ETF Fund. He also served as Treasurer and Chief Executive Officer of MurphyMorris Money Management Co, the Advisor to the Fund.

Mr. Morris has written his second book with McGraw-Hill; The Complete Guide to Market Breadth Indicators, a book introducing market breadth analysis for investors. A third edition to his best-selling and vastly expanded Candlestick Charting Explained was released in March, 2006. Widely recognized as an expert on candlesticks and the developer of candlestick filtering, he has lectured around the world on the subject.

From 1996 to 2002, Mr. Morris was CEO of MurphyMorris.Inc., the leading provider of web-based market analysis tools and commentary, with his partner, John Murphy, a former CNBC analyst. MurphyMorris, Inc. was acquired by StockCharts.com, Inc. in October, 2002.

From 1994 to 1996, he was President of G. Morris Corporation, a Dallas, Texas headquartered business that provided products and services for investors and traders. From 1993 to 1994, Greg was part of MarketArts, Inc. which launched the first windows-based technical analysis software program, Windows on Wall Street.

He graduated from the University of Texas at Austin in 1971, has a BS degree in Aerospace Engineering, has authored numerous investment-related articles, speaks at numerous seminars and investment groups, appeared many times on Financial News Network (FNN), Fox Business, CNBC, and Bloomberg TV. Mr. Morris was featured in Business Week in July 2008. He was invited to Italy, Brazil, Canada, and China in 2008 to lecture on the merits of technical market analysis. From 1971 to 1977, he was a Navy F-4 fighter pilot aboard USS Independence who was selected for, and graduated from, the Navy Fighter Weapons School known as Top Gun.

10408.005 Habbal Mayiz

Mayiz Habbal, PhD

SVP Securities & Investments

Celent

Mayiz Habbal is Senior Vice President of the Securities & Investments Group at Celent and is based in the firm's New York office. His areas of research focus on enterprise architectures and aligning business strategy with IT initiatives. He brings with him over 15 years of experience in the management and development of software and engineering of IT strategies, predominantly in the investment banking industry.

Before joining Celent, Dr. Habbal worked at Oracle Siebel, where he was an executive charged with the development of engineering strategy for all of Siebel's product lines. He previously served as a senior vice president at Bank of America, where he was responsible for the implementation of the bank's new customer information systems -- a project involving several hundred employees. As part of this project, he developed one of the first SOA-based proprietary core retail banking engines in the world.

Dr. Habbal served previously as deputy CIO and CTO for Dresdner Kleinwort, the investment banking group of Dresdner Bank. Kleinwort Benson had been for many years a significant investment banking concern headquartered in London, and Dr. Habbal was brought in shortly after the acquisition of the firm by Dresdner Bank to reengineer the business and IT strategy of the investment bank, modernize and streamline its trading operations, and prepare it for significant growth.

While at Dresdner Kleinwort, Dr. Habbal evaluated and deployed numerous software packages to support an investment banking business strategy based on service and brand differentiation.

Dr. Habbal came to Dresdner Kleinwort from the investment bank of Swiss Bank Corporation (now UBS), where he was a member of the Global Reengineering Committee and Director of Business Process Reengineering in London. At SBC, he was also the Global Head of Exchange Listed Derivatives IT.

He received his Ph.D. and Sc.M. degrees in operations research and computer science from the Massachusetts Institute of Technology. In addition to his doctoral work, Dr. Habbal received his B.Eng. degree from the American University.

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Jayaram Muthuswamy

Associate Professor, College of Business Administration,

Kent State University

Dr. Muthuswamy holds a PhD in Finance from the University of Chicago, an MS in Statistics from Stanford University, an MBA in Finance from Wharton, and a bachelor’s degree from the London School of Economics. His research interests are in the pricing of derivatives, asset price equilibrium, financial econometrics, and high-frequency algorithmic trading strategies. Dr. Muthuswamy is currently with Kent State University in Ohio (US) where he is also the Director of the PhD program. He has previously been with Singapore Management University, Griffith University, Duke University, University of Sydney, and National University of Singapore. Dr. Muthuswamy serves on the editorial boards of the Journal of Futures Markets, as well as the Review of Futures Markets. Among his many research papers is one co-authored with the late Nobel Laureate Merton Miller on the regulation of high-frequency stock index futures arbitrage, which was published in the Journal of Finance.

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James H. Muller

Managing Director

ITG Inc.

Jim Muller is a Managing Director responsible for the Middle Markets Group and Business Development at ITG. Jim joined ITG in 1997 and has held several positions within the firm.

In 1996, Jim launched an Institutional Equity Sales office for Fidelity Capital Markets in NYC. At Institutional Investor from 1991 – 1996, Jim lead several industry organizations. Jim was Director of Trader Forum and founded both the Fixed Income Forum and the Financial Technology Forum. Prior to his work at graduate school, Jim worked as an Institutional Fixed Income Salesman at Smith Barney in New York.

Jim holds an MBA in Finance and International Business from New York University's Stern School of Business and has a BS in General Science from Villanova University.

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David Margulies

Head of Electronic Products Group

Weeden & Co.

10408.005_Freyre Sanders Andrew

Andrew Freyre-Sanders

Global Head of Client Electronic Execution, Head of Equity Execution Services, Asia

RBS Securities Inc.

Andrew Joined RBS in September of 2008 from JPMorgan where he spent 6 years working in Europe and Asia on their Electronic trading platforms and Microstructure research products. Prior to this Andrew spent 5 years at Dresdner in Quantitative and Execution Research. Andrew also sit on the DJ STOXX advisory committee.. His key focus at RBS will be to deliver the RBS strategic electronic execution platform over the next 5 years while growing the Execution Services franchise in Asia.

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Tom Kingsley

Asia Trading Product Manager

Bloomberg Tradebook

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Brian Fagen

Managing Director, Head of Equities Electronic Trading Distribution

Barclays Capital

Brian R. Fagen is a Managing Director and Head of Equities Electronic Trading Distribution. He was previously Co-Head of Liquid Market Sales, Americas, a role he also held at Lehman Brothers before joining Barclays Capital in 2008. Mr. Fagen spent two years at Lehman Brothers, after having held several senior roles at Morgan Stanley, including Head of Program Trading and Sales, Head of Equity Futures and Head of Money Manager Derivative Sales. Mr. Fagen is a member of the Board of Directors of DirectEdge, a registered U.S. Stock Exchange. He is also a board member of the Juvenile Diabetes Research Foundation of Westchester County, NY. Mr. Fagen holds a BS in accounting from Rutgers University.
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Robert Kissell Ph.D.

Executive Director, Direct Execution and Portfolio Trading

UBS Investment Bank

Dr. Robert Kissell is an Executive Director responsible for analytics product initiatives within UBS Direct Execution and UBS Portfolio Trading, working closely with both teams to develop a suite of quantitative services and value-added advisory as part of the firm’s pre-, at- and post-trade transaction cost analysis (TCA) offering; Investment Analysis & Portfolio Construction/Rebalancing; Risk Modeling; and Market Microstructure Analysis. He will work with UBS client facing teams to deliver execution advisory, provide education, advise our clients on the optimal selection and customization of trading algorithms and assess trading performance.

Prior to joining UBS, Rob was with JP Morgan, where he served for the last six years as Head of Quantitative Trading Strategies. He has over seventeen years of professional experience, working in similar capacities at Citigroup/Smith Barney, Instinet Corporation, and in various consulting roles. Author of the industry best selling book Optimal Trading Strategies, Rob has published numerous research papers and articles. He is currently working on a new book focused on evolutions in transaction cost analysis.

He holds a B.S. in Applied Math & Statistics and an M.S. in Business Management from Stony Brook University, an M.S. in Applied Math from Hofstra University, and a Ph.D. in Economics from Fordham University. He is an associate editor of Institutional Investor's Journal of Trading, and a frequent industry conference panelist.

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Lee Morakis

Managing Director, Head of Execution Services Sales

Bank of America Merrill Lynch

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Spiros Giannaros

Vice President, Sales, Americas

Charles River Development

Spiros Giannaros drives the adoption of Charles River’s technology and services in North America, South America, Latin America and the Caribbean. Since joining the firm in 1999, Spiros has helped establish the sales engineering team and expand global sales. Previously, Spiros served in product specialist and sales roles at Thomson Financial. Spiros holds a BS in Finance and Marketing from Boston College.

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Kevin Petrello

Director, US Head of Commission Management

Barclays Capital

Kevin Petrello is a Director and US Head of Commission Management at Barclays Capital in New York. Kevin held a similar position at Lehman Brothers. Prior to joining Lehman, Kevin was Head of Relationship Management at Citigroup's Lava Trading subsidiary responsible for growing their buyside electronic business. Previously, he was at Instinet LLC where he held a variety of sales and sales management positions in electronic brokerage, account management, soft dollars, and independent research.

Kevin holds a BA from SUNY Albany, an MBA from Baruch College, a JD from New York Law School, and is a member of the New York State Bar.

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Vlad Khandros

Corporate Strategy/Market Structure

Liquidnet

Vlad Khandros is a member of the Corporate Strategy Group at Liquidnet, where he is involved in business development initiatives and government relations. Mr. Khandros oversees research relationships and authors a regularly published market structure piece. Prior to joining Liquidnet, Mr. Khandros held sales and business development positions at TheMarkets.com, and was an analyst with Merrill Lynch and Citigroup-Smith Barney. Mr. Khandros received a BA in economics and a BS in political science from Rutgers University.

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Jose Marques

Global Head of Autobahn Equity

Deutsche Bank

Jose Marques is Managing Director and Global Head of Equity Electronic Trading within Deutsche Bank’s Global Markets division and is located in New York. In his role, Marques oversees product development, distribution/marketing, and technology for the Equity components of the Autobahn platform. He has 15 years of senior experience in electronic trading at firms including Morgan Stanley and Goldman Sachs. He also has been a significant contributor to market structure evolution through his involvement with major exchanges and alternative trading venues. Mr. Marques holds a Ph.D. from the University of California.

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Oliver Sung

VP Head of Americas Execution Consulting

Bank of America Merrill Lynch

Oliver Sung is a Vice President and head of Americas Execution Consulting at Bank of America Merrill Lynch. In this role, Mr. Sung oversees a team of professionals delivering customized electronic trading, TCA and algorithmic trading advisory, as well as macro research and market structure perspective.

With more than a decade of industry experience, Mr. Sung joined the company in 2008, and before that had been a member of the market structure group at Bear Stearns in New York. Prior to that, he had spent three years at UBS Securities in several increasingly senior analytics and strategy roles.

He holds a BS in Economics from Carnegie Mellon.

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Matthew Scoble

Director, Citi Electonic Execution Sales

Citi

Matt Scoble is a director in Citigroup’s global electronic trading division. Matt is responsible for large institutional buyside relationships—delivering the full suite of Citi’s electronic trading services. Prior to his role at Citi, Matt spent several years on the sell side working with Program and Algorithmic trading desk clients for firms such as UBS and ITG. From 1995 through 2003, he worked on the buy side trading global equities and futures for Fisher Investments, Insight Capital Research & Management and University of California, Regents. In these buy-side roles, Matt was himself an early adopter of electronic trading technologies — leveraging FIX connectivity, DMA, algorithmic strategies, and transaction cost reporting. This experience on both sides of the desk gives Matt unique insights into the needs of his clients and the most efficient ways to address the changing marketplace. Matt holds a B.S. in business administration from St. Mary’s College of California, and is a CFA.

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David Hagen

Global Director of Trading

Linedata Services

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Roderick Burns

Director, Wester Region

Credit Suisse AES Advanced Execution Services

Rod Burns is a Director with Credit Suisse Advanced Execution Services (AES), and is responsible for the Western Region. In marketing direct market access and algorithms, Rod and the West Coast team focus on market microstructure research, pre/post trade analysis and liquidity profiles of individual names and markets.

Rod was previously National Director of Electronic Sales for Knight Capital Group, where he has responsible for Knight Direct and EdgeTrade algorithmic sales. Rod also managed their Knight's Account Origination efforts for their Institututional Sales Trading desk. Rod was also Head of Sales for Direct Trading Institutional, Inc prior to its acquisition by Knight. Rod has experience developing and marketing multi-asset class products ranging from equities, options and futures. Rod has also worked on the buyside for a global money manager.

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Jon Werts

Managing Director, Head of Broker Dealer Execution and Global Head of Electronic Futures

Bank of America Merrill Lynch

Jon Werts is a Managing Director at Bank of America Merrill Lynch. Jon serves in the Global Execution Services Division and is currently Head of Broker Dealer Execution and Global Head of Electronic Futures. Jon joined the firm in August 2007. In his various roles, Jon is responsible for managing and overseeing business development, strategic planning, and product development.

Jon previously served as Vice President, Derivative Products, for the NYSE Group in Chicago. In this role he served as head of the US options business. Prior to that Jon worked as Vice President, Client and Trading Support, at the Pacific Exchange in San Francisco from 2001 to 2005. He oversaw the creation of the exchange’s new electronic options trading platform and managed the Customer Service and System Support Departments. Prior to working for the exchange, Jon was a Vice President for Pershing Trading. He was an equity Specialist and managed the west coast equity market making division.

Jon previously served on the board of the Options Clearing Corporation and the board of the Chicago Board Options Exchange.

10408.005_Sean Owens

Sean Owens

Director, Fixed Income

Woodbine Associates

Sean Owens is Director, Fixed Income at Woodbine Associates, Inc. focusing on strategic, business, regulatory, market structure, and technology issues that impact firm’s active in and supporting global fixed income and derivative markets.

Mr. Owens brings more than ten years experience in the fixed income and currency markets as an interest rate derivatives trader, formerly with General Re Financial Products Corporation. During that period, he traded, structured and managed the risk for trading books within the major currencies. He also played a central role unwinding the firm’s derivative portfolio during the unit’s liquidation.

Mr. Owens also has experience advising a range of small businesses on strategic and tactical issues central to performance in their market segments.

Mr. Owens has an M.B.A. in Finance from Columbia Business School and a B.S. in Economics from the United States Military Academy. He also earned FINRA Series 7 and 63 licenses.

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Sara Mueller

Executive Director, Conference Development

Worldwide Business Research

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