ExchangeTech Evolution

09.00 Chair’s introduction: Exploring new profit priorities in exchange technology strategies

09.15 Keynote: Comparing technology frameworks and partnership strategies for Asia's top exchanges Are we destined to follow in the footsteps of Western exchanges or will Asia develop its own approach?

09.45 Technology & regulations: How are they driving our markets? Changes in trading technology are driving a new approach to regulation. Who are the winners and losers from the recent changes and can we really have a fair and transparent market?

10.15 Morning Break Morning Break

10.45 Delta AlgoLab - a powerful tool to monitor and profile HFT/Algo trading in realtime using FD's Integrated Exchange Platform A new approach to monitoring and managing your high speed trading activity.

11.15 Inside the new Orion platform and how it changes the game for global traders Learn some inside stories from one of the architects of the new platform.

11.45 Building a multi asset exchange on social networking principles Always the innovator, Tony presents his new vision of the future of trading venues.

12.15 PANEL: Exchange Managed Data Centers – Towards building a new exchange ecosystem This panel looks at how exchanges and proximity service providers are adapting their service strategies to better meet their customers’ needs. Moderated by Eugen Tjong.

1.00 Lunch Break Lunch Break

Building new profit streams from expanding client servic...Automating trade compliance, surveillance and risk contr... Building new profit streams from expanding client services Here we outline technology innovations adopted by trading venues to capture entirely new profit opportunities. Automating trade compliance, surveillance and risk controls Here we outline how technology can assist regulators and traders to stay ahead of the compliance curve.

2.10 New profit streams from expanding client services2.10 Automating trade compliance, surveillance and risk ... 2.10 New profit streams from expanding client services Chair’s introduction 2.10 Automating trade compliance, surveillance and risk controls Chair’s introduction

New profit streams from expanding client servicesAutomating trade compliance, surveillance and risk contr... 2.15 Creating a successful ATV model to attract the Buy-side New profit streams from expanding client services ATVs have lead the way in reinventing the venue model and here we learn whats new in this market. Moderated by Tony MacKay. 2.15 Assessing the performance of pre/in-trade risk analytics and controls Automating trade compliance, surveillance and risk controls Philip York, CEO, Alt 224 Group Daniel Lee , DBS Vickers Arjen Gaasbeek, Managing Director, Ingensoma Trading Group Learn how pre/in-trade controls can help you better manage your algo trading risks. Moderated by Philip York. Philip York CEO, Alt 224 Group Mr York is a Director and Chief Executive Officer of the Alt224 group of companies a specialist advisor in the Pure Alpha space. Mr York is also a founding Director and Chairman of the eTrading Association, a professional advocacy group focused improving communication and consensus with the finance industry and its regulators. Mr York has been involved in the quantitative trading of derivatives an [read more] Daniel Lee , DBS Vickers Daniel Lee has 14 years of experience in stock broking. He is responsible for the Electronic Trading (DMA), Securities Lending, ETF and Commission Sharing Arrangement business. Prior to joining DBS Vickers, Daniel worked in equity sales, sales trading and research with WI Carr.? Before that he was doing research at the University of Cambridge. Daniel holds an first class honours degree from the Qu [read more] Arjen Gaasbeek Managing Director, Ingensoma Trading Group Arjen is MD Hong Kong of the Korea founded Ingensoma Trading Group, a HFT and algorithmic proprietary trading firm mainly active in the Asia Pacific region. Arjen is currently involved in the firm's Management and Market development after having traded Cash equity algorithms and Derivatives for over three years. After obtaining a masters degree in Financial Economics in the Netherlands he has subs [read more]

New profit streams from expanding client servicesAutomating trade compliance, surveillance and risk contr... 3.00 Modernizing derivative post trade infrastructure and enhancing transparency New profit streams from expanding client services Youngsam Yun, Manager, Trading System Development, Korea Exchange Korea Exchange has upgraded its derivative trading platform for your benefit! Youngsam Yun Manager, Trading System Development, Korea Exchange 3.00 Risk control procedures and clearing needs in high speed trading Automating trade compliance, surveillance and risk controls Kevin Rideout, Head of Wholesale Services. Asia, Citi Our presenters will explain how HFT needs special treatment regarding back end processing. Kevin Rideout Head of Wholesale Services. Asia, Citi Kevin returned to Hong Kong in June 2011. In his current role as Head of Wholesale Execution Services Asia, he looks after the markets business for other broker dealers, banks and stock exchanges. From the markets perspective he leads Citi’s powerful initiative to combine global execution with clearing, settlement and custody to provide customers with one stop shopping for global trading. Prior to [read more]

New profit streams from expanding client services 3.30 Afternoon Break Afternoon Break 4.00 PANEL: Emerging technology trends for market operators to extract value from new services New profit streams from expanding client services Trading venues are moving into the cloud to tap a new generation of trading services. Moderated by Ryan Wuebbels. Please note that this panel is still being organisedt. Do let us know if you would like to join. rod.mclauchlan@wbresearch.com

4.00 PANEL: Next generation requirements for real time trading surveillance Automating trade compliance, surveillance and risk controls Vinay Pampapathi, Equity Technology , Daiwa Capital Markets Ashok Kalyanswamy, Chief Information Officer - ex Japan, Head of APAC Equities & Prime Services IT, Nomura Securities Regulators are upgrading their surveillance systems to catch high speed traders and traders are boosting their internal controls to stay out of trouble. Moderated by Peter Tierney. Vinay Pampapathi Equity Technology , Daiwa Capital Markets Ashok Kalyanswamy Chief Information Officer - ex Japan, Head of APAC Equities & Prime Services IT, Nomura Securities Ashok Kalyanswamy is currently CIO of Asia Ex-Japan and Head of APAC Equities and Prime Services Technology. He currently manages a $91 MM AeJ technology budget with about 330 people and an APAC EQ IT budget of $76 MM and 325 people.Ashok has a graduate degree in Computer Engineering from Syracuse University in New York. He started his career working for Verizon Research and Development in the Spe [read more]

New profit streams from expanding client servicesAutomating trade compliance, surveillance and risk contr... 4.45 PANEL: Exchange mergers in Asia Pacific and their impact on market participants New profit streams from expanding client services Please note that this panel is still being organised. Do let us know if you would like to join. rod.mclauchlan@wbresearch.com 4.45 PANEL: Next generation architectural requirements for real time trading surveillance Automating trade compliance, surveillance and risk controls Latika S Kundu, SVP - Operations Group, Singapore Mercantile Exchange Will surveillance as a service hosted on the cloud become a standard approach to managing trading risks? Moderated by Eric Chan. Latika S Kundu SVP - Operations Group, Singapore Mercantile Exchange Ms. Latika S Kundu comes with over 15 years of professional experience in the Capital Markets. She has been instrumental in conceptualizing and implementing models for creating healthier market practices for market participants in the spot and derivatives segments of the Equity & Currency Markets.In her present role, she heads the Market Operations of MCX Stock Exchange, wherein he [read more]

5.30 Chair's conclusions Chair's conclusions